Grothendieck topology

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Template:Short description In category theory, a branch of mathematics, a Grothendieck topology is a structure on a category 𝒞 that makes the objects of 𝒞 act like the open sets of a topological space. A category together with a choice of Grothendieck topology is called a site.

Grothendieck topologies axiomatize the notion of an open cover. Using the notion of covering provided by a Grothendieck topology, it becomes possible to define sheaves on a category and their cohomology. This was first done in algebraic geometry and algebraic number theory by Alexander Grothendieck to define the étale cohomology of a scheme. It has been used to define other cohomology theories since then, such as ℓ-adic cohomology, flat cohomology, and crystalline cohomology. While Grothendieck topologies are most often used to define cohomology theories, they have found other applications as well, such as to John Tate's theory of rigid analytic geometry.

There is a natural way to associate a site to an ordinary topological space, and Grothendieck's theory is loosely regarded as a generalization of classical topology. Under meager point-set hypotheses, namely sobriety, this is completely accurate—it is possible to recover a sober space from its associated site. However simple examples such as the indiscrete topological space show that not all topological spaces can be expressed using Grothendieck topologies. Conversely, there are Grothendieck topologies that do not come from topological spaces.

The term "Grothendieck topology" has changed in meaning. In Template:Harvtxt it meant what is now called a Grothendieck pretopology, and some authors still use this old meaning. Template:Harvtxt modified the definition to use sieves rather than covers. Much of the time this does not make much difference, as each Grothendieck pretopology determines a unique Grothendieck topology, though quite different pretopologies can give the same topology.

Overview

Template:Main André Weil's famous Weil conjectures proposed that certain properties of equations with integral coefficients should be understood as geometric properties of the algebraic variety that they define. His conjectures postulated that there should be a cohomology theory of algebraic varieties that gives number-theoretic information about their defining equations. This cohomology theory was known as the "Weil cohomology", but using the tools he had available, Weil was unable to construct it.

In the early 1960s, Alexander Grothendieck introduced étale maps into algebraic geometry as algebraic analogues of local analytic isomorphisms in analytic geometry. He used étale coverings to define an algebraic analogue of the fundamental group of a topological space. Soon Jean-Pierre Serre noticed that some properties of étale coverings mimicked those of open immersions, and that consequently it was possible to make constructions that imitated the cohomology functor H1. Grothendieck saw that it would be possible to use Serre's idea to define a cohomology theory that he suspected would be the Weil cohomology. To define this cohomology theory, Grothendieck needed to replace the usual, topological notion of an open covering with one that would use étale coverings instead. Grothendieck also saw how to phrase the definition of covering abstractly; this is where the definition of a Grothendieck topology comes from.

Definition

Motivation

The classical definition of a sheaf begins with a topological space X. A sheaf associates information to the open sets of X. This information can be phrased abstractly by letting O(X) be the category whose objects are the open subsets U of X and whose morphisms are the inclusion maps Template:Nowrap of open sets U and V of Template:Nowrap We will call such maps open immersions, just as in the context of schemes. Then a presheaf on X is a contravariant functor from O(X) to the category of sets, and a sheaf is a presheaf that satisfies the gluing axiom (here including the separation axiom). The gluing axiom is phrased in terms of pointwise covering, i.e., Template:Nowrap covers U if and only if Template:Nowrap In this definition, Ui is an open subset of Template:Nowrap Grothendieck topologies replace each Ui with an entire family of open subsets; in this example, Ui is replaced by the family of all open immersions Template:Nowrap Such a collection is called a sieve. Pointwise covering is replaced by the notion of a covering family; in the above example, the set of all Template:Nowrap as i varies is a covering family of Template:Nowrap Sieves and covering families can be axiomatized, and once this is done open sets and pointwise covering can be replaced by other notions that describe other properties of the space Template:Nowrap

Sieves

In a Grothendieck topology, the notion of a collection of open subsets of U stable under inclusion is replaced by the notion of a sieve. If c is any given object in 𝒞, a sieve on c is a subfunctor of the functor Template:Nowrap (this is the Yoneda embedding applied to c). In the case of Template:Nowrap a sieve S on an open set U selects a collection of open subsets of U that is stable under inclusion. More precisely, consider that for any open subset V of Template:Nowrap Template:Nowrap will be a subset of Template:Nowrap which has only one element, the open immersion Template:Nowrap Then V will be considered "selected" by S if and only if Template:Nowrap is nonempty. If W is a subset of Template:Nowrap then there is a morphism Template:Nowrap given by composition with the inclusion Template:Nowrap If Template:Nowrap is non-empty, it follows that Template:Nowrap is also non-empty.

If S is a sieve on Template:Nowrap and Template:Nowrap is a morphism, then left composition by f gives a sieve on Y called the pullback of S along Template:Nowrap denoted by Template:Nowrap It is defined as the fibered product Template:Nowrap together with its natural embedding in Template:Nowrap More concretely, for each object Z of Template:Nowrap Template:Nowrap and Template:Nowrap inherits its action on morphisms by being a subfunctor of Template:Nowrap In the classical example, the pullback of a collection Template:Nowrap of subsets of U along an inclusion Template:Nowrap is the collection Template:Nowrap

Grothendieck topology

A Grothendieck topology J on a category 𝒞 is a collection, for each object c of 𝒞, of distinguished sieves on Template:Nowrap denoted by J(c) and called covering sieves of Template:Nowrap This selection will be subject to certain axioms, stated below. Continuing the previous example, a sieve S on an open set U in O(X) will be a covering sieve if and only if the union of all the open sets V for which Template:Nowrap is nonempty equals Template:Nowrap in other words, if and only if S gives us a collection of open sets that cover U in the classical sense.

Axioms

The conditions we impose on a Grothendieck topology are:

The base change axiom corresponds to the idea that if Template:Nowrap covers U, then Template:Nowrap covers Template:Nowrap The local character axiom corresponds to the idea that if Template:Nowrap covers U and Template:Nowrap covers Ui for each Template:Nowrap then the collection Template:Nowrap covers Template:Nowrap The identity axiom corresponds to the idea that, at least when U is an open set, the set of open subsets of U covers Template:Nowrap

Grothendieck pretopologies

In fact, it is possible to put these axioms in another form where their geometric character is more apparent, assuming that the underlying category 𝒞 contains certain fibered products. In this case, instead of specifying sieves, we can specify that certain collections of maps with a common codomain should cover their codomain. These collections are called covering families. If the collection of all covering families satisfies certain axioms, then we say that they form a Grothendieck pretopology. These axioms are:

For any pretopology, the collection of all sieves that contain a covering family from the pretopology is always a Grothendieck topology.

For categories with fibered products, there is a converse. Given a collection of arrows Template:Nowrap we construct a sieve S by letting Template:Nowrap be the set of all morphisms Template:Nowrap that factor through some arrow Template:Nowrap This is called the sieve generated by Template:Nowrap Now choose a topology. Say that Template:Nowrap is a covering family if and only if the sieve that it generates is a covering sieve for the given topology. It is easy to check that this defines a pretopology.

(PT 3) is sometimes replaced by a weaker axiom:

(PT 3) implies (PT 3'), but not conversely. However, suppose that we have a collection of covering families that satisfies (PT 0) through (PT 2) and (PT 3'), but not (PT 3). These families generate a pretopology. The topology generated by the original collection of covering families is then the same as the topology generated by the pretopology, because the sieve generated by an isomorphism Template:Nowrap is Template:Nowrap Consequently, if we restrict our attention to topologies, (PT 3) and (PT 3') are equivalent.

Sites and sheaves

Template:See also

Let 𝒞 be a category and let J be a Grothendieck topology on Template:Nowrap The pair Template:Nowrap is called a site.

A presheaf on a category is a contravariant functor from 𝒞 to the category of all sets. Note that for this definition 𝒞 is not required to have a topology. A sheaf on a site, however, should allow gluing, just like sheaves in classical topology. Consequently, we define a sheaf on a site to be a presheaf F such that for all objects X and all covering sieves S on Template:Nowrap the natural map Hom⁡(Hom⁡(−,X),F)→Hom⁡(S,F), induced by the inclusion of S into Template:Nowrap is a bijection. Halfway in between a presheaf and a sheaf is the notion of a separated presheaf, where the natural map above is required to be only an injection, not a bijection, for all sieves Template:Nowrap A morphism of presheaves or of sheaves is a natural transformation of functors. The category of all sheaves on 𝒞 is the topos defined by the site Template:Nowrap

Using the Yoneda lemma, it is possible to show that a presheaf on the category O(X) is a sheaf on the topology defined above if and only if it is a sheaf in the classical sense.

Sheaves on a pretopology have a particularly simple description: For each covering family Template:Nowrap the diagram

F(X)→∏α∈AF(Xα)⇉∏α,β∈AF(Xα×XXβ)

must be an equalizer. For a separated presheaf, the first arrow need only be injective.

Similarly, one can define presheaves and sheaves of abelian groups, rings, modules, and so on. One can require either that a presheaf F is a contravariant functor to the category of abelian groups (or rings, or modules, etc.), or that F be an abelian group (ring, module, etc.) object in the category of all contravariant functors from 𝒞 to the category of sets. These two definitions are equivalent.

Examples of sites

The discrete and indiscrete topologies

Let 𝒞 be any category. To define the discrete topology, we declare all sieves to be covering sieves. If 𝒞 has all fibered products, this is equivalent to declaring all families to be covering families. To define the indiscrete topology, also known as the coarse or chaotic topology,[1] we declare only the sieves of the form Template:Nowrap to be covering sieves. The indiscrete topology is generated by the pretopology that has only isomorphisms for covering families. A sheaf on the indiscrete site is the same thing as a presheaf.

The canonical topology

Let 𝒞 be any category. The Yoneda embedding gives a functor Template:Nowrap for each object X of Template:Nowrap The canonical topology is the biggest (finest) topology such that every representable presheaf, i.e. presheaf of the form Template:Nowrap is a sheaf. A covering sieve or covering family for this site is said to be strictly universally epimorphic because it consists of the legs of a colimit cone (under the full diagram on the domains of its constituent morphisms) and these colimits are stable under pullbacks along morphisms in Template:Nowrap A topology that is less fine than the canonical topology, that is, for which every covering sieve is strictly universally epimorphic, is called subcanonical. Subcanonical sites are exactly the sites for which every presheaf of the form Template:Nowrap is a sheaf. Most sites encountered in practice are subcanonical.

Small site associated to a topological space

We repeat the example that we began with above. Let X be a topological space. We defined O(X) to be the category whose objects are the open sets of X and whose morphisms are inclusions of open sets. Note that for an open set U and a sieve S on Template:Nowrap the set Template:Nowrap contains either zero or one element for every open set Template:Nowrap The covering sieves on an object U of O(X) are those sieves S satisfying the following condition:

This notion of cover matches the usual notion in point-set topology.

This topology can also naturally be expressed as a pretopology. We say that a family of inclusions Template:Nowrap is a covering family if and only if the union Template:Nowrap This site is called the small site associated to a topological space Template:Nowrap

Big site associated to a topological space

Let 𝒮pc be the category of all topological spaces. Given any family of functions Template:Nowrap we say that it is a surjective family or that the morphisms uα are jointly surjective if Template:Nowrap We define a pretopology on 𝒮pc by taking the covering families to be surjective families all of whose members are open immersions. Let S be a sieve on Template:Nowrap S is a covering sieve for this topology if and only if:

Fix a topological space Template:Nowrap Consider the comma category 𝒮pc/X of topological spaces with a fixed continuous map to Template:Nowrap The topology on 𝒮pc induces a topology on Template:Nowrap The covering sieves and covering families are almost exactly the same; the only difference is that now all the maps involved commute with the fixed maps to Template:Nowrap This is the big site associated to a topological space Template:Nowrap Notice that 𝒮pc is the big site associated to the one point space. This site was first considered by Jean Giraud.

The big and small sites of a manifold

Let M be a manifold. M has a category of open sets O(M) because it is a topological space, and it gets a topology as in the above example. For two open sets U and V of Template:Nowrap the fiber product Template:Nowrap is the open set Template:Nowrap which is still in Template:Nowrap This means that the topology on O(M) is defined by a pretopology, the same pretopology as before.

Let ℳfd be the category of all manifolds and continuous maps. (Or smooth manifolds and smooth maps, or real analytic manifolds and analytic maps, etc.) ℳfd is a subcategory of 𝒮pc, and open immersions are continuous (or smooth, or analytic, etc.), so ℳfd inherits a topology from Template:Nowrap This lets us construct the big site of the manifold M as the site Template:Nowrap We can also define this topology using the same pretopology we used above. Notice that to satisfy (PT 0), we need to check that for any continuous map of manifolds Template:Nowrap and any open subset U of Template:Nowrap the fibered product Template:Nowrap is in Template:Nowrap This is just the statement that the preimage of an open set is open. Notice, however, that not all fibered products exist in ℳfd because the preimage of a smooth map at a critical value need not be a manifold.

Topologies on the category of schemes

Template:See also The category of schemes, denoted 𝒮ch, has a tremendous number of useful topologies. A complete understanding of some questions may require examining a scheme using several different topologies. All of these topologies have associated small and big sites. The big site is formed by taking the entire category of schemes and their morphisms, together with the covering sieves specified by the topology. The small site over a given scheme is formed by only taking the objects and morphisms that are part of a cover of the given scheme.

The most elementary of these is the Zariski topology. Let X be a scheme. X has an underlying topological space, and this topological space determines a Grothendieck topology. The Zariski topology on 𝒮ch is generated by the pretopology whose covering families are jointly surjective families of scheme-theoretic open immersions. The covering sieves S for Zar are characterized by the following two properties:

Despite their outward similarities, the topology on Zar is not the restriction of the topology on 𝒮pc! This is because there are morphisms of schemes that are topologically open immersions but that are not scheme-theoretic open immersions. For example, let A be a non-reduced ring and let N be its ideal of nilpotents. The quotient map Template:Nowrap induces a map Template:Nowrap which is the identity on underlying topological spaces. To be a scheme-theoretic open immersion it must also induce an isomorphism on structure sheaves, which this map does not do. In fact, this map is a closed immersion.

The étale topology is finer than the Zariski topology. It was the first Grothendieck topology to be closely studied. Its covering families are jointly surjective families of étale morphisms. It is finer than the Nisnevich topology, but neither finer nor coarser than the cdh and l′ topologies.

There are two flat topologies, the fppf topology and the fpqc topology. fppf stands for Template:Lang, and in this topology, a morphism of affine schemes is a covering morphism if it is faithfully flat, of finite presentation, and is quasi-finite. fpqc stands for Template:Lang, and in this topology, a morphism of affine schemes is a covering morphism if it is faithfully flat. In both categories, a covering family is defined to be a family that is a cover on Zariski open subsets.[2] In the fpqc topology, any faithfully flat and quasi-compact morphism is a cover.[3] These topologies are closely related to descent. The fpqc topology is finer than all the topologies mentioned above, and it is very close to the canonical topology.

Grothendieck introduced crystalline cohomology to study the p-torsion part of the cohomology of characteristic p varieties. In the crystalline topology, which is the basis of this theory, the underlying category has objects given by infinitesimal thickenings together with divided power structures. Crystalline sites are examples of sites with no final object.

Continuous and cocontinuous functors

There are two natural types of functors between sites. They are given by functors that are compatible with the topology in a certain sense.

Continuous functors

If Template:Nowrap and Template:Nowrap are sites and Template:Nowrap is a functor, then u is continuous if for every sheaf F on 𝒟 with respect to the topology Template:Nowrap the presheaf Template:Nowrap is a sheaf with respect to the topology Template:Nowrap Continuous functors induce functors between the corresponding topoi by sending a sheaf F to Template:Nowrap These functors are called pushforwards. If 𝒞~ and 𝒟~ denote the topoi associated to 𝒞 and Template:Nowrap then the pushforward functor is Template:Nowrap

Template:Nowrap admits a left adjoint Template:Nowrap called the pullback. Template:Nowrap need not preserve limits, even finite limits.

In the same way, u sends a sieve on an object X of 𝒞 to a sieve on the object Template:Nowrap of Template:Nowrap A continuous functor sends covering sieves to covering sieves. If J is the topology defined by a pretopology, and if u commutes with fibered products, then u is continuous if and only if it sends covering sieves to covering sieves and if and only if it sends covering families to covering families. In general, it is not sufficient for u to send covering sieves to covering sieves (see SGA IV 3, Template:Lang 1.9.3).

Cocontinuous functors

Again, let Template:Nowrap and Template:Nowrap be sites and Template:Nowrap be a functor. If X is an object of 𝒞 and R is a sieve on Template:Nowrap then R can be pulled back to a sieve S as follows: A morphism Template:Nowrap is in S if and only if Template:Nowrap is in Template:Nowrap This defines a sieve. v is cocontinuous if and only if for every object X of 𝒞 and every covering sieve R of Template:Nowrap the pullback S of R is a covering sieve on Template:Nowrap

Composition with v sends a presheaf F on 𝒟 to a presheaf Template:Nowrap on Template:Nowrap but if v is cocontinuous, this need not send sheaves to sheaves. However, this functor on presheaf categories, usually denoted Template:Nowrap admits a right adjoint Template:Nowrap Then v is cocontinuous if and only if Template:Nowrap sends sheaves to sheaves, that is, if and only if it restricts to a functor Template:Nowrap In this case, the composite of Template:Nowrap with the associated sheaf functor is a left adjoint of Template:Nowrap denoted Template:Nowrap Furthermore, Template:Nowrap preserves finite limits, so the adjoint functors Template:Nowrap and Template:Nowrap determine a geometric morphism of topoi Template:Nowrap

Morphisms of sites

A continuous functor Template:Nowrap is a morphism of sites Template:Nowrap (not Template:Nowrap) if Template:Nowrap preserves finite limits. In this case, Template:Nowrap and Template:Nowrap determine a geometric morphism of topoi Template:Nowrap The reasoning behind the convention that a continuous functor Template:Nowrap is said to determine a morphism of sites in the opposite direction is that this agrees with the intuition coming from the case of topological spaces. A continuous map of topological spaces Template:Nowrap determines a continuous functor Template:Nowrap Since the original map on topological spaces is said to send X to Template:Nowrap the morphism of sites is said to as well.

A particular case of this happens when a continuous functor admits a left adjoint. Suppose that Template:Nowrap and Template:Nowrap are functors with u right adjoint to Template:Nowrap Then u is continuous if and only if v is cocontinuous, and when this happens, Template:Nowrap is naturally isomorphic to Template:Nowrap and Template:Nowrap is naturally isomorphic to Template:Nowrap In particular, u is a morphism of sites.

See also

Notes

Template:Reflist

References

  1. ↑ SGA IV, II 1.1.4.
  2. ↑ SGA III1, IV 6.3.
  3. ↑ SGA III1, IV 6.3, Proposition 6.3.1(v).