Filter (set theory)

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Template:Short description Template:For Template:Other uses Template:Very long In mathematics, a filter on a set X is a family of subsets such that: Template:Sfn

  1. X and
  2. if A and B, then AB
  3. If ABX and A, then B

A filter on a set may be thought of as representing a "collection of large subsets",Template:Sfn one intuitive example being the neighborhood filter. Filters appear in order theory, model theory, and set theory, but can also be found in topology, from which they originate. The dual notion of a filter is an ideal.

Filters were introduced by Henri Cartan in 1937Template:SfnTemplate:Sfn and as described in the article dedicated to filters in topology, they were subsequently used by Nicolas Bourbaki in their book Topologie Générale as an alternative to the related notion of a net developed in 1922 by E. H. Moore and Herman L. Smith. Order filters are generalizations of filters from sets to arbitrary partially ordered sets. Specifically, a filter on a set is just a proper order filter in the special case where the partially ordered set consists of the power set ordered by set inclusion.

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Preliminaries, notation, and basic notions

In this article, upper case Roman letters like S and X denote sets (but not families unless indicated otherwise) and (X) will denote the power set of X. A subset of a power set is called Template:Em (or simply, Template:Em) where it is Template:Em if it is a subset of (X). Families of sets will be denoted by upper case calligraphy letters such as ,𝒞, and . Whenever these assumptions are needed, then it should be assumed that X is non–empty and that ,, etc. are families of sets over X.

The terms "prefilter" and "filter base" are synonyms and will be used interchangeably.

Warning about competing definitions and notation

There are unfortunately several terms in the theory of filters that are defined differently by different authors. These include some of the most important terms such as "filter". While different definitions of the same term usually have significant overlap, due to the very technical nature of filters (and point–set topology), these differences in definitions nevertheless often have important consequences. When reading mathematical literature, it is recommended that readers check how the terminology related to filters is defined by the author. For this reason, this article will clearly state all definitions as they are used. Unfortunately, not all notation related to filters is well established and some notation varies greatly across the literature (for example, the notation for the set of all prefilters on a set) so in such cases this article uses whatever notation is most self describing or easily remembered.

The theory of filters and prefilters is well developed and has a plethora of definitions and notations, many of which are now unceremoniously listed to prevent this article from becoming prolix and to allow for the easy look up of notation and definitions. Their important properties are described later.

Sets operations

The Template:Em or Template:Em in XTemplate:SfnTemplate:Sfn of a family of sets (X) is

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and similarly the Template:Em of is :={SB:B}=B(B).

Notation and Definition Name
ker=BB Template:Em of Template:Sfn
S:={SB:B}={S}() Template:Em where S is a set.Template:Sfn
|S:={BS:B}=(){S} Template:EmTemplate:Sfn or Template:Em where S is a set; sometimes denoted by S
()𝒞={BC:B and C𝒞}Template:Sfn Template:Em (Template:Em) Template:Em (𝒞 will denote the usual intersection)
()𝒞={BC:B and C𝒞}Template:Sfn Template:Em (Template:Em) Template:Em (𝒞 will denote the usual union)
()𝒞={BC:B and C𝒞} Template:Em (Template:Em) Template:Em (𝒞 will denote the usual set subtraction)
#X=#={SX:SB for all B} Template:EmTemplate:Sfn
(X)={S:SX} Template:Em of a set XTemplate:Sfn

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Throughout, f is a map and S is a set.

Notation and Definition Name
f1()={f1(B):B}Template:Sfn Template:Em of  under f1, or the Template:Em of under f
f1(S)={xdomainf:f(x)S} Template:Em of S under f1, or the Template:Em of S under f
f()={f(B):B}Template:Sfn Template:Em of under f
f(S)={f(s):sSdomainf} Template:Em of S under f
imagef=f(domainf) Template:Em (or range) of f

Template:Anchor Nets and their tails

A Template:Em is a set I together with a preorder, which will be denoted by (unless explicitly indicated otherwise), that makes (I,) into an (Template:Em) Template:Em;Template:Sfn this means that for all i,jI, there exists some kI such that ik and jk. For any indices i and j, the notation ji is defined to mean ij while i<j is defined to mean that ij holds but it is Template:Em true that ji (if is antisymmetric then this is equivalent to ij and ij).

A Template:EmTemplate:Sfn is a map from a non–empty directed set into X. The notation x=(xi)iI will be used to denote a net with domain I.

Notation and Definition Name
Ii={jI:ji} Template:Em or Template:Em where (I,) is a directed set.
xi={xj:ji and jI} Template:Em or Template:Em
Tails(x)={xi:iI} Template:Em or Template:Em/Template:Em of x. Also called the Template:Em generated by (the tails of) x=(xi)iI. If x is a sequence then Tails(x) is also called the Template:Em.Template:Sfn
TailsFilter(x)=Tails(x)X Template:Anchor(Template:Em) Template:Em of/generated by (tails of) x=(xi)iITemplate:Sfn
f(Ii)={f(j):ji and jI} Template:Em or Template:EmTemplate:Sfn where (I,) is a directed set.

Warning about using strict comparison

If x=(xi)iI is a net and iI then it is possible for the set x>i={xj:j>i and jI}, which is called Template:Em, to be empty (for example, this happens if i is an upper bound of the directed set I). In this case, the family {x>i:iI} would contain the empty set, which would prevent it from being a prefilter (defined later). This is the (important) reason for defining Tails(x) as {xi:iI} rather than {x>i:iI} or even {x>i:iI}{xi:iI} and it is for this reason that in general, when dealing with the prefilter of tails of a net, the strict inequality < may not be used interchangeably with the inequality .

Filters and prefilters

Template:See also

The following is a list of properties that a family of sets may possess and they form the defining properties of filters, prefilters, and filter subbases. Whenever it is necessary, it should be assumed that (X).

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Many of the properties of defined above and below, such as "proper" and "directed downward," do not depend on X, so mentioning the set X is optional when using such terms. Definitions involving being "upward closed in X," such as that of "filter on X," do depend on X so the set X should be mentioned if it is not clear from context.

Filters(X)=DualIdeals(X){(X)}Prefilters(X)FilterSubbases(X).

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There are no prefilters on X= (nor are there any nets valued in ), which is why this article, like most authors, will automatically assume without comment that X whenever this assumption is needed.

Basic examples

Named examples

  • The singleton set ={X} is called the Template:Em or Template:EmTemplate:SfnTemplate:Sfn It is the unique Template:Em filter on X because it is a subset of every filter on X; however, it need not be a subset of every prefilter on X.
  • The dual ideal (X) is also called Template:EmTemplate:Sfn (despite not actually being a filter). It is the only dual ideal on X that is not a filter on X.
  • If (X,τ) is a topological space and xX, then the neighborhood filter 𝒩(x) at x is a filter on X. By definition, a family (X) is called a Template:Em (resp. a Template:Em) at x for (X,τ) if and only if is a prefilter (resp. is a filter subbase) and the filter on X that generates is equal to the neighborhood filter 𝒩(x). The subfamily τ(x)𝒩(x) of open neighborhoods is a filter base for 𝒩(x). Both prefilters 𝒩(x) and τ(x) also form a bases for topologies on X, with the topology generated τ(x) being coarser than τ. This example immediately generalizes from neighborhoods of points to neighborhoods of non–empty subsets SX.
  • is an Template:Em[1] if =Tails(x) for some sequence x=(xi)i=1 in X.
  • is an Template:Em or a Template:Em on XTemplate:Sfn if is a filter on X generated by some elementary prefilter. The filter of tails generated by a sequence that is not eventually constant is necessarily Template:Em an ultrafilter.Template:Sfn Every principal filter on a countable set is sequential as is every cofinite filter on a countably infinite set.Template:Sfn The intersection of finitely many sequential filters is again sequential.Template:Sfn
  • The set of all cofinite subsets of X (meaning those sets whose complement in X is finite) is proper if and only if is infinite (or equivalently, X is infinite), in which case is a filter on X known as the [[Fréchet filter|Template:Em or the Template:Em]] on X.Template:SfnTemplate:Sfn If X is finite then is equal to the dual ideal (X), which is not a filter. If X is infinite then the family {X{x}:xX} of complements of singleton sets is a filter subbase that generates the Fréchet filter on X. As with any family of sets over X that contains {X{x}:xX}, the kernel of the Fréchet filter on X is the empty set: ker=.
  • The intersection of all elements in any non–empty family 𝔽Filters(X) is itself a filter on X called the Template:Em or Template:Em of 𝔽 in Filters(X), which is why it may be denoted by 𝔽. Said differently, ker𝔽=𝔽Filters(X). Because every filter on X has {X} as a subset, this intersection is never empty. By definition, the infimum is the finest/largest (relative to  and ) filter contained as a subset of each member of 𝔽.Template:Sfn
    • If  and  are filters then their infimum in Filters(X) is the filter ().Template:Sfn If  and  are prefilters then () is a prefilter that is coarser (with respect to ) than both  and  (that is, () and ()); indeed, it is one of the finest such prefilters, meaning that if 𝒮 is a prefilter such that 𝒮 and 𝒮 then necessarily 𝒮().Template:Sfn More generally, if  and  are non−empty families and if 𝕊:={𝒮(X):𝒮 and 𝒮} then ()𝕊 and () is a greatest element (with respect to ) of 𝕊.Template:Sfn
  • Let 𝔽DualIdeals(X) and let 𝔽=𝔽. The Template:Em or Template:Em of 𝔽 in DualIdeals(X), denoted by 𝔽, is the smallest (relative to ) dual ideal on X containing every element of 𝔽 as a subset; that is, it is the smallest (relative to ) dual ideal on X containing 𝔽 as a subset. This dual ideal is 𝔽=π(𝔽)X, where π(𝔽):={F1Fn:n and every Fi belongs to some 𝔽} is the Template:Pi–system generated by 𝔽. As with any non–empty family of sets, 𝔽 is contained in Template:Em filter on X if and only if it is a filter subbase, or equivalently, if and only if 𝔽=π(𝔽)X is a filter on X, in which case this family is the smallest (relative to ) filter on X containing every element of 𝔽 as a subset and necessarily 𝔽Filters(X).
  • Let 𝔽Filters(X) and let 𝔽=𝔽. The Template:Em or Template:Em of 𝔽 in Filters(X), denoted by 𝔽 if it exists, is by definition the smallest (relative to ) filter on X containing every element of 𝔽 as a subset. If it exists then necessarily 𝔽=π(𝔽)XTemplate:Sfn (as defined above) and 𝔽 will also be equal to the intersection of all filters on X containing 𝔽. This supremum of 𝔽 in Filters(X) exists if and only if the dual ideal π(𝔽)X is a filter on X. The least upper bound of a family of filters 𝔽 may fail to be a filter.Template:Sfn Indeed, if X contains at least 2 distinct elements then there exist filters  and 𝒞 on X for which there does Template:Em exist a filter  on X that contains both  and 𝒞. If 𝔽 is not a filter subbase then the supremum of 𝔽 in Filters(X) does not exist and the same is true of its supremum in Prefilters(X) but their supremum in the set of all dual ideals on X will exist (it being the degenerate filter (X)).Template:Sfn
    • If  and  are prefilters (resp. filters on X) then () is a prefilter (resp. a filter) if and only if it is non–degenerate (or said differently, if and only if  and  mesh), in which case it is Template:Em coarsest prefilters (resp. Template:Em coarsest filter) on X (with respect to ) that is finer (with respect to ) than both  and ; this means that if 𝒮 is any prefilter (resp. any filter) such that 𝒮 and 𝒮 then necessarily ()𝒮,Template:Sfn in which case it is denoted by .Template:Sfn
  • Let I and X be non−empty sets and for every iI let 𝒟i be a dual ideal on X. If is any dual ideal on I then ΞiΞ𝒟i is a dual ideal on X called Template:Em or Template:Em.Template:Sfn
  • The club filter of a regular uncountable cardinal is the filter of all sets containing a club subset of κ. It is a κ-complete filter closed under diagonal intersection.

Other examples

  • Let X={p,1,2,3} and let ={{p},{p,1,2},{p,1,3}}, which makes a prefilter and a filter subbase that is not closed under finite intersections. Because is a prefilter, the smallest prefilter containing is . The Template:Pi–system generated by is {{p,1}}. In particular, the smallest prefilter containing the filter subbase is Template:Em equal to the set of all finite intersections of sets in . The filter on X generated by is X={SX:pS}={{p}T:T{1,2,3}}. All three of , the Template:Pi–system generates, and X are examples of fixed, principal, ultra prefilters that are principal at the point p;X is also an ultrafilter on X.
  • Let (X,τ) be a topological space, (X), and define :={clXB:B}, where is necessarily finer than .Template:Sfn If is non–empty (resp. non–degenerate, a filter subbase, a prefilter, closed under finite unions) then the same is true of . If is a filter on X then is a prefilter but not necessarily a filter on X although ()X is a filter on X equivalent to .
  • The set of all dense open subsets of a (non–empty) topological space X is a proper Template:Pi–system and so also a prefilter. If the space is a Baire space, then the set of all countable intersections of dense open subsets is a Template:Pi–system and a prefilter that is finer than . If X=n (with 1n) then the set LebFinite of all B such that B has finite Lebesgue measure is a proper Template:Pi–system and free prefilter that is also a proper subset of . The prefilters LebFinite and are equivalent and so generate the same filter on X. The prefilter LebFinite is properly contained in, and not equivalent to, the prefilter consisting of all dense subsets of . Since X is a Baire space, every countable intersection of sets in LebFinite is dense in X (and also comeagre and non–meager) so the set of all countable intersections of elements of LebFinite is a prefilter and Template:Pi–system; it is also finer than, and not equivalent to, LebFinite.
  • A filter subbase with no smallest prefilter containing it: In general, if a filter subbase 𝒮 is not a Template:Pi–system then an intersection S1Sn of n sets from 𝒮 will usually require a description involving n variables that cannot be reduced down to only two (consider, for instance π(𝒮) when 𝒮={(,r)(r,):r}). This example illustrates an atypical class of a filter subbases 𝒮R where all sets in both 𝒮R and its generated Template:Pi–system can be described as sets of the form Br,s, so that in particular, no more than two variables (specifically, r and s) are needed to describe the generated Template:Pi–system. For all r,s, let Br,s=(r,0)(s,), where Br,s=Bmin(r,s),s always holds so no generality is lost by adding the assumption rs. For all real rs and uv, if s or v is non-negative then Br,sBu,v=Bmin(r,u),max(s,v).[note 1] For every set R of positive reals, let[note 2] 𝒮R:={Br,r:rR}={(r,0)(r,):rR} and R:={Br,s:rs with r,sR}={(r,0)(s,):rs in R}. Let X= and suppose R(0,) is not a singleton set. Then 𝒮R is a filter subbase but not a prefilter and R=π(𝒮R) is the Template:Pi–system it generates, so that RX is the unique smallest filter in X= containing 𝒮R. However, 𝒮RX is Template:Em a filter on X (nor is it a prefilter because it is not directed downward, although it is a filter subbase) and 𝒮RX is a proper subset of the filter RX. If R,S(0,) are non−empty intervals then the filter subbases 𝒮R and 𝒮S generate the same filter on X if and only if R=S. If 𝒞 is a prefilter satisfying 𝒮(0,)𝒞(0,)[note 3] then for any C𝒞𝒮(0,), the family 𝒞{C} is also a prefilter satisfying 𝒮(0,)𝒞{C}(0,). This shows that there cannot exist a minimal/least (with respect to ) prefilter that both contains 𝒮(0,) and is a subset of the Template:Pi–system generated by 𝒮(0,). This remains true even if the requirement that the prefilter be a subset of (0,)=π(𝒮(0,)) is removed; that is, (in sharp contrast to filters) there does Template:Em exist a minimal/least (with respect to ) Template:Emfilter containing the filter subbase 𝒮(0,).

Ultrafilters

Template:Main

There are many other characterizations of "ultrafilter" and "ultra prefilter," which are listed in the article on ultrafilters. Important properties of ultrafilters are also described in that article.

Ultrafilters(X)=Filters(X)UltraPrefilters(X)UltraPrefilters(X)=UltraFilterSubbases(X)Prefilters(X)

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Any non–degenerate family that has a singleton set as an element is ultra, in which case it will then be an ultra prefilter if and only if it also has the finite intersection property. The trivial filter {X} on X is ultra if and only if X is a singleton set.

The ultrafilter lemma

The following important theorem is due to Alfred Tarski (1930).Template:Sfn

Template:Math theorem

A consequence of the ultrafilter lemma is that every filter is equal to the intersection of all ultrafilters containing it.Template:Sfn[proof 1] Assuming the axioms of Zermelo–Fraenkel (ZF), the ultrafilter lemma follows from the Axiom of choice (in particular from Zorn's lemma) but is strictly weaker than it. The ultrafilter lemma implies the Axiom of choice for finite sets. If Template:Em dealing with Hausdorff spaces, then most basic results (as encountered in introductory courses) in Topology (such as Tychonoff's theorem for compact Hausdorff spaces and the Alexander subbase theorem) and in functional analysis (such as the Hahn–Banach theorem) can be proven using only the ultrafilter lemma; the full strength of the axiom of choice might not be needed.

Kernels

The kernel is useful in classifying properties of prefilters and other families of sets.

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If (X) then for any point x,x∉ker if and only if X{x}X.

Properties of kernels

If (X) then ker(X)=ker and this set is also equal to the kernel of the Template:Pi–system that is generated by . In particular, if is a filter subbase then the kernels of all of the following sets are equal:

(1) , (2) the Template:Pi–system generated by , and (3) the filter generated by .

If f is a map then f(ker)kerf() and f1(ker)=kerf1(). If 𝒞 then ker𝒞ker while if and 𝒞 are equivalent then ker=ker𝒞. Equivalent families have equal kernels. Two principal families are equivalent if and only if their kernels are equal; that is, if and 𝒞 are principal then they are equivalent if and only if ker=ker𝒞.

Classifying families by their kernels

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If is a principal filter on X then ker and ={ker}X={Sker:SXker}=(Xker)(){ker} where {ker} is also the smallest prefilter that generates .

Family of examples: For any non–empty C, the family C={(r+C):r} is free but it is a filter subbase if and only if no finite union of the form (r1+C)(rn+C) covers , in which case the filter that it generates will also be free. In particular, C is a filter subbase if C is countable (for example, C=,, the primes), a meager set in , a set of finite measure, or a bounded subset of . If C is a singleton set then C is a subbase for the Fréchet filter on .

For every filter  on X there exists a unique pair of dual ideals * and  on X such that * is free, is principal, and *=, and * and  do not mesh (that is, *=(X)). The dual ideal * is called Template:Em of while is called Template:EmTemplate:Sfn where at least one of these dual ideals is filter. If is principal then := and *:=(X); otherwise, :={ker}X and *:={X(ker)}X is a free (non–degenerate) filter.Template:Sfn

Finite prefilters and finite sets

If a filter subbase is finite then it is fixed (that is, not free); this is because ker=BB is a finite intersection and the filter subbase has the finite intersection property. A finite prefilter is necessarily principal, although it does not have to be closed under finite intersections.

If X is finite then all of the conclusions above hold for any (X). In particular, on a finite set X, there are no free filter subbases (and so no free prefilters), all prefilters are principal, and all filters on X are principal filters generated by their (non–empty) kernels.

The trivial filter {X} is always a finite filter on X and if X is infinite then it is the only finite filter because a non–trivial finite filter on a set X is possible if and only if X is finite. However, on any infinite set there are non–trivial filter subbases and prefilters that are finite (although they cannot be filters). If X is a singleton set then the trivial filter {X} is the only proper subset of (X) and moreover, this set {X} is a principal ultra prefilter and any superset (where (Y) and XY) with the finite intersection property will also be a principal ultra prefilter (even if Y is infinite).

Characterizing fixed ultra prefilters

If a family of sets is fixed (that is, ker) then is ultra if and only if some element of is a singleton set, in which case will necessarily be a prefilter. Every principal prefilter is fixed, so a principal prefilter is ultra if and only if ker is a singleton set.

Every filter on X that is principal at a single point is an ultrafilter, and if in addition X is finite, then there are no ultrafilters on X other than these.Template:Sfn

The next theorem shows that every ultrafilter falls into one of two categories: either it is free or else it is a principal filter generated by a single point.

Template:Math theorem

Template:Anchor

Finer/coarser, subordination, and meshing

The preorder that is defined below is of fundamental importance for the use of prefilters (and filters) in topology. For instance, this preorder is used to define the prefilter equivalent of "subsequence",Template:Sfn where "𝒞" can be interpreted as " is a subsequence of 𝒞" (so "subordinate to" is the prefilter equivalent of "subsequence of"). It is also used to define prefilter convergence in a topological space. The definition of meshes with 𝒞, which is closely related to the preorder , is used in Topology to define cluster points.

Two families of sets  and 𝒞 Template:EmTemplate:Sfn and are Template:Em, indicated by writing #𝒞, if BC for all B and C𝒞. If  and 𝒞 do not mesh then they are Template:Em. If SX and (X) then  and S are said to Template:Em if  and {S} mesh, or equivalently, if the Template:Em of  on S, which is the family |S={BS:B}, does not contain the empty set, where the trace is also called the Template:Em of  to S.

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Example: If xi=(xin)n=1 is a subsequence of x=(xi)i=1 then Tails(xi) is subordinate to Tails(x); in symbols: Tails(xi)Tails(x) and also Tails(x)Tails(xi). Stated in plain English, the prefilter of tails of a subsequence is always subordinate to that of the original sequence. To see this, let C:=xiTails(x) be arbitrary (or equivalently, let i be arbitrary) and it remains to show that this set contains some F:=xinTails(xi). For the set xi={xi,xi+1,} to contain xin={xin,xin+1,}, it is sufficient to have iin. Since i1<i2< are strictly increasing integers, there exists n such that ini, and so xixin holds, as desired. Consequently, TailsFilter(x)TailsFilter(xi). The left hand side will be a Template:Em subset of the right hand side if (for instance) every point of x is unique (that is, when x:X is injective) and xi is the even-indexed subsequence (x2,x4,x6,) because under these conditions, every tail xin={x2n,x2n+2,x2n+4,} (for every n) of the subsequence will belong to the right hand side filter but not to the left hand side filter.

For another example, if is any family then {} always holds and furthermore, {} if and only if .

Assume that 𝒞 and  are families of sets that satisfy  and 𝒞. Then kerker𝒞, and 𝒞 implies , and also 𝒞 implies . If in addition to 𝒞, is a filter Template:Embase and 𝒞, then 𝒞 is a filter subbaseTemplate:Sfn and also 𝒞 and  mesh.Template:Sfn[proof 2] More generally, if both  and 𝒞 and if the intersection of any two elements of is non–empty, then  and 𝒞 mesh.[proof 2] Every filter subbase is coarser than both the Template:Pi–system that it generates and the filter that it generates.Template:Sfn

If 𝒞 and  are families such that 𝒞, the family 𝒞 is ultra, and ∉, then is necessarily ultra. It follows that any family that is equivalent to an ultra family will necessarily Template:Em ultra. In particular, if 𝒞 is a prefilter then either both 𝒞 and the filter 𝒞X it generates are ultra or neither one is ultra. If a filter subbase is ultra then it is necessarily a prefilter, in which case the filter that it generates will also be ultra. A filter subbase that is not a prefilter cannot be ultra; but it is nevertheless still possible for the prefilter and filter generated by to be ultra. If SX and (X) is upward closed in X then S∉ if and only if (XS)#.Template:Sfn

Relational properties of subordination

The relation is reflexive and transitive, which makes it into a preorder on ((X)).Template:Sfn The relation  on Filters(X) is antisymmetric but if X has more than one point then it is Template:Em symmetric.

Template:Em: For any (X),{X} if and only if {X}=. So the set X has more than one point if and only if the relation  on Filters(X) is Template:Em symmetric.

Template:Em: If 𝒞 then 𝒞 but while the converse does not hold in general, it does hold if 𝒞 is upward closed (such as if 𝒞 is a filter). Two filters are equivalent if and only if they are equal, which makes the restriction of to Filters(X) antisymmetric. But in general, is Template:Em antisymmetric on Prefilters(X) nor on ((X)); that is, 𝒞 and 𝒞 does Template:Em necessarily imply =𝒞; not even if both 𝒞 and  are prefilters.Template:Sfn For instance, if is a prefilter but not a filter then X and X but X.

Equivalent families of sets

The preorder induces its canonical equivalence relation on ((X)), where for all ,𝒞((X)), is Template:Em to 𝒞 if any of the following equivalent conditions hold:Template:SfnTemplate:Sfn

  1. 𝒞 and 𝒞.
  2. The upward closures of 𝒞 and  are equal.

Two upward closed (in X) subsets of (X) are equivalent if and only if they are equal.Template:Sfn If (X) then necessarily (X) and is equivalent to X. Every equivalence class other than {} contains a unique representative (that is, element of the equivalence class) that is upward closed in X.Template:Sfn

Properties preserved between equivalent families

Let ,𝒞((X)) be arbitrary and let be any family of sets. If  and 𝒞 are equivalent (which implies that ker=ker𝒞) then for each of the statements/properties listed below, either it is true of Template:Em  and 𝒞 or else it is false of Template:Em  and 𝒞:Template:Sfn

  1. Not empty
  2. Proper (that is, is not an element)
    • Moreover, any two degenerate families are necessarily equivalent.
  3. Filter subbase
  4. Prefilter
    • In which case  and 𝒞 generate the same filter on X (that is, their upward closures in X are equal).
  5. Free
  6. Principal
  7. Ultra
  8. Is equal to the trivial filter {X}
    • In words, this means that the only subset of (X) that is equivalent to the trivial filter Template:Em the trivial filter. In general, this conclusion of equality does not extend to non−trivial filters (one exception is when both families are filters).
  9. Meshes with
  10. Is finer than
  11. Is coarser than
  12. Is equivalent to

Missing from the above list is the word "filter" because this property is Template:Em preserved by equivalence. However, if  and 𝒞 are filters on X, then they are equivalent if and only if they are equal; this characterization does Template:Em extend to prefilters.

Equivalence of prefilters and filter subbases

If is a prefilter on X then the following families are always equivalent to each other:

  1. ;
  2. the Template:Pi–system generated by ;
  3. the filter on X generated by ;

and moreover, these three families all generate the same filter on X (that is, the upward closures in X of these families are equal).

In particular, every prefilter is equivalent to the filter that it generates. By transitivity, two prefilters are equivalent if and only if they generate the same filter.Template:Sfn[proof 3] Every prefilter is equivalent to exactly one filter on X, which is the filter that it generates (that is, the prefilter's upward closure). Said differently, every equivalence class of prefilters contains exactly one representative that is a filter. In this way, filters can be considered as just being distinguished elements of these equivalence classes of prefilters.Template:Sfn

A filter subbase that is Template:Em also a prefilter canTemplate:Em be equivalent to the prefilter (or filter) that it generates. In contrast, every prefilter is equivalent to the filter that it generates. This is why prefilters can, by and large, be used interchangeably with the filters that they generate while filter subbases cannot. Every filter is both a [[Pi-system|Template:Pi–system]] and a ring of sets.

Examples of determining equivalence/non–equivalence

Examples: Let X= and let E be the set of integers (or the set ). Define the sets ={[e,):eE} and 𝒞open={(,e)(1+e,):eE} and 𝒞closed={(,e][1+e,):eE}.

All three sets are filter subbases but none are filters on X and only is prefilter (in fact, is even free and closed under finite intersections). The set 𝒞closed is fixed while 𝒞open is free (unless E=). They satisfy 𝒞closed𝒞open, but no two of these families are equivalent; moreover, no two of the filters generated by these three filter subbases are equivalent/equal. This conclusion can be reached by showing that the Template:Pi–systems that they generate are not equivalent. Unlike with 𝒞open, every set in the Template:Pi–system generated by 𝒞closed contains as a subset,[note 4] which is what prevents their generated Template:Pi–systems (and hence their generated filters) from being equivalent. If E was instead  or  then all three families would be free and although the sets 𝒞closed and 𝒞open would remain Template:Em equivalent to each other, their generated Template:Pi–systems would be equivalent and consequently, they would generate the same filter on X; however, this common filter would still be strictly coarser than the filter generated by .

Set theoretic properties and constructions

Trace and meshing

If is a prefilter (resp. filter) on X and SX then the trace of  on S, which is the family |S:=(){S}, is a prefilter (resp. a filter) if and only if  and S mesh (that is, ∉(){S}Template:Sfn), in which case the trace of  on S is said to be Template:Em. If is ultra and if  and S mesh then the trace |S is ultra. If is an ultrafilter on X then the trace of  on S is a filter on S if and only if S.

For example, suppose that is a filter on X and SX is such that SX and XS∉. Then  and S mesh and {S} generates a filter on X that is strictly finer than .Template:Sfn

When prefilters mesh

Given non–empty families  and 𝒞, the family ()𝒞:={BC:B and C𝒞} satisfies 𝒞()𝒞 and ()𝒞. If ()𝒞 is proper (resp. a prefilter, a filter subbase) then this is also true of both  and 𝒞. In order to make any meaningful deductions about ()𝒞 from  and 𝒞,()𝒞 needs to be proper (that is, ∉()𝒞, which is the motivation for the definition of "mesh". In this case, ()𝒞 is a prefilter (resp. filter subbase) if and only if this is true of both  and 𝒞. Said differently, if  and 𝒞 are prefilters then they mesh if and only if ()𝒞 is a prefilter. Generalizing gives a well known characterization of "mesh" entirely in terms of subordination (that is, ):

Template:In5Two prefilters (resp. filter subbases)  and 𝒞 mesh if and only if there exists a prefilter (resp. filter subbase) such that 𝒞 and .

If the least upper bound of two filters  and 𝒞 exists in Filters(X) then this least upper bound is equal to ()𝒞.Template:Sfn

Images and preimages under functions

Template:See also

Throughout, f:XY and g:YZ will be maps between non–empty sets.

Images of prefilters

Let (Y). Many of the properties that may have are preserved under images of maps; notable exceptions include being upward closed, being closed under finite intersections, and being a filter, which are not necessarily preserved.

Explicitly, if one of the following properties is true of  on Y, then it will necessarily also be true of g() on g(Y) (although possibly not on the codomain Z unless g is surjective):Template:SfnTemplate:SfnTemplate:SfnTemplate:SfnTemplate:SfnTemplate:Sfn

  • Filter properties: ultra, ultrafilter, filter, prefilter, filter subbase, dual ideal, upward closed, proper/non–degenerate.
  • Ideal properties: ideal, closed under finite unions, downward closed, directed upward.

Moreover, if (Y) is a prefilter then so are both g() and g1(g()).Template:Sfn The image under a map f:XY of an ultra set (X) is again ultra and if is an ultra prefilter then so is f().

If is a filter then g() is a filter on the range g(Y), but it is a filter on the codomain Z if and only if g is surjective.Template:Sfn Otherwise it is just a prefilter on Z and its upward closure must be taken in Z to obtain a filter. The upward closure of g() in Z is g()Z={SZ:Bg1(S) for some B} where if is upward closed in Y (that is, a filter) then this simplifies to: g()Z={SZ:g1(S)}.

If XY then taking g to be the inclusion map XY shows that any prefilter (resp. ultra prefilter, filter subbase) on X is also a prefilter (resp. ultra prefilter, filter subbase) on Y.Template:Sfn

Preimages of prefilters

Let (Y). Under the assumption that f:XY is surjective:

Template:In5f1() is a prefilter (resp. filter subbase, Template:Pi–system, closed under finite unions, proper) if and only if this is true of .

However, if is an ultrafilter on Y then even if f is surjective (which would make f1() a prefilter), it is nevertheless still possible for the prefilter f1() to be neither ultra nor a filter on XTemplate:HspTemplate:Sfn (see this[note 5] footnote for an example).

If f:XY is not surjective then denote the trace of  on f(X) by |f(X), where in this case particular case the trace satisfies: |f(X)=f(f1()) and consequently also: f1()=f1(|f(X)).

This last equality and the fact that the trace |f(X) is a family of sets over f(X) means that to draw conclusions about f1(), the trace |f(X) can be used in place of and the Template:Em f:Xf(X) can be used in place of f:XY. For example:Template:SfnTemplate:SfnTemplate:Sfn

Template:In5f1() is a prefilter (resp. filter subbase, Template:Pi–system, proper) if and only if this is true of |f(X).

In this way, the case where f is not (necessarily) surjective can be reduced down to the case of a surjective function (which is a case that was described at the start of this subsection).

Even if is an ultrafilter on Y, if f is not surjective then it is nevertheless possible that |f(X), which would make f1() degenerate as well. The next characterization shows that degeneracy is the only obstacle. If is a prefilter then the following are equivalent:Template:SfnTemplate:SfnTemplate:Sfn

  1. f1() is a prefilter;
  2. |f(X) is a prefilter;
  3. ∉|f(X);
  4. meshes with f(X)

and moreover, if f1() is a prefilter then so is f(f1()).Template:SfnTemplate:Sfn

If SY and if In:SY denotes the inclusion map then the trace of  on S is equal to In1().Template:Sfn This observation allows the results in this subsection to be applied to investigating the trace on a set.

Bijections, injections, and surjections

All properties involving filters are preserved under bijections. This means that if (Y) and g:YZ is a bijection, then is a prefilter (resp. ultra, ultra prefilter, filter on X, ultrafilter on X, filter subbase, Template:Pi–system, ideal on X, etc.) if and only if the same is true of g() on Z.Template:Sfn

A map g:YZ is injective if and only if for all prefilters  on Y, is equivalent to g1(g()).Template:Sfn The image of an ultra family of sets under an injection is again ultra.

The map f:XY is a surjection if and only if whenever is a prefilter on Y then the same is true of f1() on X (this result does not require the ultrafilter lemma).

Subordination is preserved by images and preimages

The relation is preserved under both images and preimages of families of sets.Template:Sfn This means that for Template:Em families 𝒞 and ,Template:Sfn 𝒞 implies g(𝒞)g() and f1(𝒞)f1().

Moreover, the following relations always hold for Template:Em family of sets 𝒞:Template:Sfn 𝒞f(f1(𝒞)) where equality will hold if f is surjective.Template:Sfn Furthermore, f1(𝒞)=f1(f(f1(𝒞))) and g(𝒞)=g(g1(g(𝒞))).

If (X) and 𝒞(Y) thenTemplate:Sfn f()𝒞 if and only if f1(𝒞) and g1(g(𝒞))𝒞Template:Sfn where equality will hold if g is injective.Template:Sfn

Products of prefilters

Suppose X=(Xi)iI is a family of one or more non–empty sets, whose product will be denoted by X:=iIXi, and for every index iI, let PrXi:XXi denote the canonical projection. Let :=(i)iI be non−empty families, also indexed by I, such that i(Xi) for each iI. The Template:Em of the families Template:Sfn is defined identically to how the basic open subsets of the product topology are defined (had all of these i been topologies). That is, both the notations =iIi denote the family of all cylinder subsets iISiX such that Si=Xi for all but finitely many iI and where Sii for any one of these finitely many exceptions (that is, for any i such that SiXi, necessarily Sii). When every i is a filter subbase then the family iIPrXi1(i) is a filter subbase for the filter on X generated by .Template:Sfn If is a filter subbase then the filter on X that it generates is called the Template:Em.Template:Sfn If every i is a prefilter on Xi then will be a prefilter on X and moreover, this prefilter is equal to the coarsest prefilter  on X such that PrXi()=i for every iI.Template:Sfn However, may fail to be a filter on X even if every i is a filter on Xi.Template:Sfn

Set subtraction and some examples

Set subtracting away a subset of the kernel

If is a prefilter on X,Sker, and S∉ then {BS:B} is a prefilter, where this latter set is a filter if and only if is a filter and S=. In particular, if is a neighborhood basis at a point x in a topological space X having at least 2 points, then {B{x}:B} is a prefilter on X. This construction is used to define limxx0xx0f(x)y in terms of prefilter convergence.

Using duality between ideals and dual ideals

There is a dual relation Template:Em or Template:Em which is defined to mean that every B Template:Em some C𝒞. Explicitly, this means that for every B , there is some C𝒞 such that BC. This relation is dual to in sense that 𝒞 if and only if (X)(X𝒞).Template:Sfn The relation 𝒞 is closely related to the downward closure of a family in a manner similar to how is related to the upward closure family.

For an example that uses this duality, suppose f:XY is a map and Ξ(Y). Define Ξf:={IX:f(I)Ξ} which contains the empty set if and only if Ξ does. It is possible for Ξ to be an ultrafilter and for Ξf to be empty or not closed under finite intersections (see footnote for example).[note 6] Although Ξf does not preserve properties of filters very well, if Ξ is downward closed (resp. closed under finite unions, an ideal) then this will also be true for Ξf. Using the duality between ideals and dual ideals allows for a construction of the following filter.

Template:In5Suppose is a filter on Y and let Ξ:=Y be its dual in Y. If X∉Ξf then Ξf's dual XΞf will be a filter.

Other examples

Example: The set of all dense open subsets of a topological space is a proper Template:Pi–system and a prefilter. If the space is a Baire space, then the set of all countable intersections of dense open subsets is a Template:Pi–system and a prefilter that is finer than .

Example: The family Open of all dense open sets of X= having finite Lebesgue measure is a proper Template:Pi–system and a free prefilter. The prefilter Open is properly contained in, and not equivalent to, the prefilter consisting of all dense open subsets of . Since X is a Baire space, every countable intersection of sets in Open is dense in X (and also comeagre and non–meager) so the set of all countable intersections of elements of Open is a prefilter and Template:Pi–system; it is also finer than, and not equivalent to, Open.

Filters and netsTemplate:Anchor

This section will describe the relationships between prefilters and nets in great detail because of how important these details are applying filters to topology − particularly in switching from utilizing nets to utilizing filters and vice verse − and because it to make it easier to understand later why subnets (with their most commonly used definitions) are not generally equivalent with "sub–prefilters".

Nets to prefilters

A net x=(xi)iI in X is canonically associated with its prefilter of tails Tails(x). If f:XY is a map and x is a net in X then Tails(f(x))=f(Tails(x)).Template:Sfn

Prefilters to nets

A Template:Em is a pair (S,s) consisting of a non–empty set S and an element sS. For any family , let PointedSets():={(B,b):B and bB}.

Define a canonical preorder on pointed sets by declaring (R,r)(S,s) if and only if RS.

If s0,s1S then (S,s0)(S,s1) and (S,s1)(S,s0) even if s0s1, so this preorder is not antisymmetric and given any family of sets , (PointedSets(),) is partially ordered if and only if consists entirely of singleton sets. If {x} then ({x},x) is a maximal element of PointedSets(); moreover, all maximal elements are of this form. If (B,b0)PointedSets() then (B,b0) is a greatest element if and only if B=ker, in which case {(B,b):bB} is the set of all greatest elements. However, a greatest element (B,b) is a maximal element if and only if B={b}=ker, so there is at most one element that is both maximal and greatest. There is a canonical map Point:PointedSets()X defined by (B,b)b. Template:Quote frame

Although (PointedSets(),) is not, in general, a partially ordered set, it is a directed set if (and only if) is a prefilter. So the most immediate choice for the definition of "the net in X induced by a prefilter " is the assignment (B,b)b from PointedSets() into X.

Template:Quote frame

If is a prefilter on X then Net is a net in X and the prefilter associated with Net is ; that is:[note 7] Tails(Net)=.

This would not necessarily be true had Net been defined on a proper subset of PointedSets(). For example, suppose X has at least two distinct elements, :={X} is the indiscrete filter, and xX is arbitrary. Had Net instead been defined on the singleton set D:={(X,x)}, where the restriction of Net to D will temporarily be denote by NetD:DX, then the prefilter of tails associated with NetD:DX would be the principal prefilter {{x}} rather than the original filter ={X}; this means that the equality Tails(NetD)= is Template:Em, so unlike Net, the prefilter can Template:Em be recovered from NetD. Worse still, while is the unique Template:Em filter on X, the prefilter Tails(NetD)={{x}} instead generates a Template:Em filter (that is, an ultrafilter) on X.

However, if x=(xi)iI is a net in X then it is Template:Em in general true that NetTails(x) is equal to x because, for example, the domain of x may be of a completely different cardinality than that of NetTails(x) (since unlike the domain of NetTails(x), the domain of an arbitrary net in X could have Template:Em cardinality).

Ultranets and ultra prefilters

A net x in X is called an Template:Em or Template:Em in X if for every subset SX,x is eventually in S or it is eventually in XS; this happens if and only if Tails(x) is an ultra prefilter. A prefilter  on X is an ultra prefilter if and only if Net is an ultranet in X.

Partially ordered net

The domain of the canonical net Net is in general not partially ordered. However, in 1955 Bruns and Schmidt discovered[2] a construction that allows for the canonical net to have a domain that is both partially ordered and directed; this was independently rediscovered by Albert Wilansky in 1970.Template:Sfn It begins with the construction of a strict partial order (meaning a transitive and irreflexive relation) < on a subset of ××X that is similar to the lexicographical order on × of the strict partial orders (,) and (,<). For any i=(B,m,b) and j=(C,n,c) in ××X, declare that i<j if and only if BC and either: (1) BC or else (2) B=C and m<n, or equivalently, if and only if (1) BC, and (2) if B=C then m<n.

The non−strict partial order associated with <, denoted by , is defined by declaring that ij if and only if i<j or i=j. Unwinding these definitions gives the following characterization: Template:Blockquote which shows that is just the lexicographical order on ××X induced by (,),(,), and (X,=), where X is partially ordered by equality =.[note 8] Both < and  are serial and neither possesses a greatest element or a maximal element; this remains true if they are each restricted to the subset of ××X defined by Poset:={(B,m,b)××X:bB}, where it will henceforth be assumed that they are. Denote the assignment i=(B,m,b)b from this subset by: PosetNet :  Poset X (B,m,b) b If i0=(B0,m0,b0)Poset then just as with Net before, the tail of the PosetNet starting at i0 is equal to B0. If is a prefilter on X then PosetNet is a net in X whose domain Poset is a partially ordered set and moreover, Tails(PosetNet)=.Template:Sfn Because the tails of PosetNet and Net are identical (since both are equal to the prefilter ), there is typically nothing lost by assuming that the domain of the net associated with a prefilter is both directed Template:Em partially ordered.Template:Sfn If the set is replaced with the positive rational numbers then the strict partial order < will also be a dense order.

Template:AnchorSubordinate filters and subnets

The notion of " is subordinate to 𝒞" (written 𝒞) is for filters and prefilters what "xn=(xni)i=1 is a subsequence of x=(xi)i=1" is for sequences.Template:Sfn For example, if Tails(x)={xi:i} denotes the set of tails of x and if Tails(xn)={xni:i} denotes the set of tails of the subsequence xn (where xni:={xni:i}) then Tails(xn)Tails(x) (that is, Tails(x)Tails(xn)) is true but Tails(x)Tails(xn) is in general false.

Non–equivalence of subnets and subordinate filtersTemplate:Anchor

Template:See also

A subset RI of a preordered space (I,) is Template:Em or Template:Em in I if for every iI there exists some rR such that ir. If RI contains a tail of I then R is said to be Template:Em or Template:Em; explicitly, this means that there exists some iI such that IiR (that is, jR for all jI satisfying ij). An eventual set is necessarily not empty. A subset is eventual if and only if its complement is not frequent (which is termed Template:Em).Template:Sfn A map h:AI between two preordered sets is Template:Em if whenever a,bA satisfy ab, then h(a)h(b).

Subnets in the sense of Willard and subnets in the sense of Kelley are the most commonly used definitions of "subnet."Template:Sfn The first definition of a subnet was introduced by John L. Kelley in 1955.Template:Sfn Stephen Willard introduced his own variant of Kelley's definition of subnet in 1970.Template:Sfn AA–subnets were introduced independently by Smiley (1957), Aarnes and Andenaes (1972), and Murdeshwar (1983); AA–subnets were studied in great detail by Aarnes and Andenaes but they are not often used.Template:Sfn

Template:Quote frame

Kelley did not require the map h to be order preserving while the definition of an AA–subnet does away entirely with any map between the two nets' domains and instead focuses entirely on X − the nets' common codomain. Every Willard–subnet is a Kelley–subnet and both are AA–subnets.Template:Sfn In particular, if y=(ya)aA is a Willard–subnet or a Kelley–subnet of x=(xi)iI then Tails(x)Tails(y).

  • Example: Let I= and let x be a constant sequence, say x=(0)i. Let s1=0 and A={1} so that s=(sa)aA=(s1) is a net on A. Then s is an AA-subnet of x because Tails(x)={{0}}=Tails(s). But s is not a Willard-subnet of x because there does not exist any map h:AI whose image is a cofinal subset of I=. Nor is s a Kelley-subnet of x because if h:AI is any map then E:=I{h(1)} is a cofinal subset of I= but h1(E)= is not eventually in A.

AA–subnets have a defining characterization that immediately shows that they are fully interchangeable with sub(ordinate)filters.Template:Sfn[3] Explicitly, what is meant is that the following statement is true for AA–subnets:

Template:In5If  and  are prefilters then  if and only if Net is an AA–subnet of Net.

If "AA–subnet" is replaced by "Willard–subnet" or "Kelley–subnet" then the above statement becomes Template:Em. In particular, the problem is that the following statement is in general false:

Template:In5Template:Em statement: If  and  are prefilters such that  then Net is a Kelley–subnet of Net.

Since every Willard–subnet is a Kelley–subnet, this statement remains false if the word "Kelley–subnet" is replaced with "Willard–subnet".

  • Template:Visible anchor: For all n, let Bn={1}n. Let ={Bn:n}, which is a proper Template:Pi–system, and let ={{1}}, where both families are prefilters on the natural numbers X:=={1,2,}. Because , is to as a subsequence is to a sequence. So ideally, S=Net should be a subnet of B=Net. Let I:=PointedSets() be the domain of Net, so I contains a cofinal subset that is order isomorphic to and consequently contains neither a maximal nor greatest element. Let A:=PointedSets()={M}I, where M:=(1,{1}) is both a maximal and greatest element of A. The directed set A also contains a subset that is order isomorphic to (because it contains I, which contains such a subset) but no such subset can be cofinal in A because of the maximal element M. Consequently, any order–preserving map h:AI must be eventually constant (with value h(M)) where h(M) is then a greatest element of the range h(A). Because of this, there can be no order preserving map h:AI that satisfies the conditions required for Net to be a Willard–subnet of Net (because the range of such a map h cannot be cofinal in I). Suppose for the sake of contradiction that there exists a map h:AI such that h1(Ii) is eventually in A for all iI. Because h(M)I, there exist n,n0 such that h(M)=(n0,Bn) with n0Bn. For every iI, because h1(Ii) is eventually in A, it is necessary that h(M)Ii. In particular, if i:=(n+2,Bn+2) then h(M)i=(n+2,Bn+2), which by definition is equivalent to BnBn+2, which is false. Consequently, Net is not a Kelley–subnet of Net.[3]

If "subnet" is defined to mean Willard–subnet or Kelley–subnet then nets and filters are not completely interchangeable because there exists a filter–sub(ordinate)filter relationships that cannot be expressed in terms of a net–subnet relationship between the two induced nets. In particular, the problem is that Kelley–subnets and Willard–subnets are Template:Em fully interchangeable with subordinate filters. If the notion of "subnet" is not used or if "subnet" is defined to mean AA–subnet, then this ceases to be a problem and so it becomes correct to say that nets and filters are interchangeable. Despite the fact that AA–subnets do not have the problem that Willard and Kelley subnets have, they are not widely used or known about.Template:Sfn[3]

See also

Notes

Template:Reflist

Proofs

Template:Reflist

Citations

Template:Reflist

References

Template:Set theory

  1. Template:Citation
  2. Bruns G., Schmidt J., Zur Aquivalenz von Moore-Smith-Folgen und Filtern, Math. Nachr. 13 (1955), 169-186.
  3. 3.0 3.1 3.2 Template:Cite web


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