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Wolfgang Pauli (1900–1958), c. 1924. Pauli received the Nobel Prize in Physics in 1945, nominated by Albert Einstein, for the Pauli exclusion principle.

In mathematical physics and mathematics, the Pauli matrices are a set of three Template:Math complex matrices that are traceless, Hermitian, involutory and unitary. Usually indicated by the Greek letter sigma (Template:Mvar), they are occasionally denoted by tau (Template:Mvar) when used in connection with isospin symmetries. σ1=σx=(0110),σ2=σy=(0ii0),σ3=σz=(1001).

These matrices are named after the physicist Wolfgang Pauli. In quantum mechanics, they occur in the Pauli equation, which takes into account the interaction of the spin of a particle with an external electromagnetic field. They also represent the interaction states of two polarization filters for horizontal/vertical polarization, 45 degree polarization (right/left), and circular polarization (right/left).

Each Pauli matrix is Hermitian, and together with the identity matrix Template:Mvar (sometimes considered as the zeroth Pauli matrix Template:Math), the Pauli matrices form a basis of the vector space of Template:Math Hermitian matrices over the real numbers, under addition. This means that any Template:Math Hermitian matrix can be written in a unique way as a linear combination of Pauli matrices, with all coefficients being real numbers.

The Pauli matrices satisfy the useful product relation:σiσj=δij+iϵijkσk.

Hermitian operators represent observables in quantum mechanics, so the Pauli matrices span the space of observables of the complex two-dimensional Hilbert space. In the context of Pauli's work, Template:Mvar represents the observable corresponding to spin along the Template:Mvarth coordinate axis in three-dimensional Euclidean space ℝ3.

The Pauli matrices (after multiplication by Template:Mvar to make them anti-Hermitian) also generate transformations in the sense of Lie algebras: the matrices Template:Math form a basis for the real Lie algebra 𝔰𝔲(2), which exponentiates to the special unitary group SU(2).Template:Efn The algebra generated by the three matrices Template:Math is isomorphic to the Clifford algebra of ℝ3,[1] and the (unital) associative algebra generated by Template:Math functions identically (is isomorphic) to that of quaternions (ℍ).

Algebraic properties

Cayley table; the entry shows the value of the row times the column.
Γ— σx σy σz
σx I iσz iσy
σy iσz I iσx
σz iσy iσx I

All three of the Pauli matrices can be compacted into a single expression:

σj=(δj3δj1iδj2δj1+iδj2δj3),

where the solution to Template:Math is the "imaginary unit", and Template:Mvar is the Kronecker delta, which equals Template:Math if Template:Math and 0 otherwise. This expression is useful for "selecting" any one of the matrices numerically by substituting values of Template:Math in turn useful when any of the matrices (but no particular one) is to be used in algebraic manipulations.

The matrices are involutory:

σ12=σ22=σ32=iσ1σ2σ3=(1001)=I,

where Template:Mvar is the identity matrix.

The determinants and traces of the Pauli matrices are

detσj=1,trσj=0,

from which we can deduce that each matrix Template:Mvar has eigenvalues +1 and βˆ’1.

With the inclusion of the identity matrix Template:Mvar (sometimes denoted Template:Math), the Pauli matrices form an orthogonal basis (in the sense of Hilbert–Schmidt) of the Hilbert space β„‹2 of Template:Math Hermitian matrices over ℝ, and the Hilbert space β„³2,2(β„‚) of all complex Template:Math matrices over β„‚.

Commutation and anti-commutation relations

Commutation relations

The Pauli matrices obey the following commutation relations:

[σj,σk]=2iεjklσl,

where the Levi-Civita symbol Template:Math is used.

These commutation relations make the Pauli matrices the generators of a representation of the Lie algebra (ℝ3,×)𝔰𝔲(2)𝔰𝔬(3).

Anticommutation relations

They also satisfy the anticommutation relations:

{σj,σk}=2δjkI,

where {σj,σk} is defined as σjσk+σkσj, and Template:Math is the Kronecker delta. Template:Mvar denotes the Template:Math identity matrix.

These anti-commutation relations make the Pauli matrices the generators of a representation of the Clifford algebra for ℝ3, denoted Cl3(ℝ).

The usual construction of generators σjk=14[σj,σk] of 𝔰𝔬(3) using the Clifford algebra recovers the commutation relations above, up to unimportant numerical factors.

A few explicit commutators and anti-commutators are given below as examples:

Commutators Anticommutators
[σ1,σ1]=0[σ1,σ2]=2iσ3[σ2,σ3]=2iσ1[σ3,σ1]=2iσ2Template:Quad {σ1,σ1}=2I{σ1,σ2}=0{σ2,σ3}=0{σ3,σ1}=0

Eigenvectors and eigenvalues

Each of the (Hermitian) Pauli matrices has two eigenvalues: Template:Math and Template:Math. The corresponding normalized eigenvectors are

ψx+=12[11],ψx=12[11],ψy+=12[1i],ψy=12[1i],ψz+=[10],ψz=[01].

Pauli vectors

The Pauli vector is defined byTemplate:Efn σβ†’=σ1x^1+σ2x^2+σ3x^3, where x^1, x^2, and x^3 are an equivalent notation for the more familiar x^, y^, and z^.

The Pauli vector provides a mapping mechanism from a vector basis to a Pauli matrix basis[2] as follows: aβ†’σβ†’=k,lakσx^kx^=kakσk=(a3a1ia2a1+ia2a3).

More formally, this defines a map from ℝ3 to the vector space of traceless Hermitian 2×2 matrices. This map encodes structures of ℝ3 as a normed vector space and as a Lie algebra (with the cross-product as its Lie bracket) via functions of matrices, making the map an isomorphism of Lie algebras. This makes the Pauli matrices intertwiners from the point of view of representation theory.

Another way to view the Pauli vector is as a 2×2 Hermitian traceless matrix-valued dual vector, that is, an element of Mat2×2(β„‚)(ℝ3)* that maps aβ†’aβ†’σβ†’.

Completeness relation

Each component of aβ†’ can be recovered from the matrix (see completeness relation below) 12tr((aβ†’σβ†’)σβ†’)=aβ†’. This constitutes an inverse to the map aβ†’aβ†’σβ†’, making it manifest that the map is a bijection.

Determinant

The norm is given by the determinant (up to a minus sign) det(aβ†’σβ†’)=aβ†’aβ†’=|aβ†’|2. Then, considering the conjugation action of an SU(2) matrix U on this space of matrices,

U*aβ†’σβ†’:=Uaβ†’σβ†’U1,

we find det(U*aβ†’σβ†’)=det(aβ†’σβ†’), and that U*aβ†’σβ†’ is Hermitian and traceless. It then makes sense to define U*aβ†’σβ†’=aβ†’σβ†’, where aβ†’ has the same norm as aβ†’, and therefore interpret U as a rotation of three-dimensional space. In fact, it turns out that the special restriction on U implies that the rotation is orientation preserving. This allows the definition of a map R:SU(2)SO(3) given by

U*aβ†’σβ†’=aβ†’σβ†’=:(R(U) aβ†’)σβ†’,

where R(U)SO(3). This map is the concrete realization of the double cover of SO(3) by SU(2), and therefore shows that SU(2)Spin(3). The components of R(U) can be recovered using the tracing process above:

R(U)ij=12tr(σiUσjU1).

Cross-product

The cross-product is given by the matrix commutator (up to a factor of 2i) [aβ†’σβ†’,bβ†’σβ†’]=2i(aβ†’×bβ†’)σβ†’. In fact, the existence of a norm follows from the fact that ℝ3 is a Lie algebra (see Killing form).

This cross-product can be used to prove the orientation-preserving property of the map above.

Eigenvalues and eigenvectors

The eigenvalues of  aβ†’σβ†’  are  ±|aβ†’|. This follows immediately from tracelessness and explicitly computing the determinant.

More abstractly, without computing the determinant, which requires explicit properties of the Pauli matrices, this follows from  (aβ†’σβ†’)2|aβ†’|2=0 , since this can be factorised into  (aβ†’σβ†’|aβ†’|)(aβ†’σβ†’+|aβ†’|)=0. A standard result in linear algebra (a linear map that satisfies a polynomial equation written in distinct linear factors is diagonal) means this implies  aβ†’σβ†’  is diagonal with possible eigenvalues  ±|aβ†’|. The tracelessness of  aβ†’σβ†’  means it has exactly one of each eigenvalue.

Its normalized eigenvectors are ψ+=12|aβ†’| (a3+|aβ†’|)  [a3+|aβ†’|a1+ia2];ψ=12|aβ†’|(a3+|aβ†’|)[ia2a1a3+|aβ†’|]. These expressions become singular for a3|aβ†’|. They can be rescued by letting aβ†’=|aβ†’|(ϵ,0,(1ϵ2/2)) and taking the limit ϵ0, which yields the correct eigenvectors (0,1) and (1,0) of σz.

Alternatively, one may use spherical coordinates aβ†’=a(sinϑcosφ,sinϑsinφ,cosϑ) to obtain the eigenvectors ψ+=(cos(ϑ/2),sin(ϑ/2)exp(iφ)) and ψ=(sin(ϑ/2)exp(iφ),cos(ϑ/2)).

Pauli 4-vector

The Pauli 4-vector, used in spinor theory, is written  σμ  with components

σμ=(I,σβ†’).

This defines a map from ℝ1,3 to the vector space of Hermitian matrices,

xμxμσμ ,

which also encodes the Minkowski metric (with mostly minus convention) in its determinant:

det(xμσμ)=η(x,x).

This 4-vector also has a completeness relation. It is convenient to define a second Pauli 4-vector

σΒ―μ=(I,σβ†’).

and allow raising and lowering using the Minkowski metric tensor. The relation can then be written xν=12tr(σΒ―ν(xμσμ)).

Similarly to the Pauli 3-vector case, we can find a matrix group that acts as isometries on  β„1,3 ; in this case the matrix group is  SL(2,β„‚) , and this shows  SL(2,β„‚)Spin(1,3). Similarly to above, this can be explicitly realized for  SSL(2,β„‚)  with components

Λ(S)μν=12tr(σΒ―νSσμS).

In fact, the determinant property follows abstractly from trace properties of the  σμ. For  2×2  matrices, the following identity holds:

det(A+B)=det(A)+det(B)+tr(A)tr(B)tr(AB).

That is, the 'cross-terms' can be written as traces. When  A,B  are chosen to be different  σμ , the cross-terms vanish. It then follows, now showing summation explicitly, det(μxμσμ)=μdet(xμσμ). Since the matrices are  2×2 , this is equal to μxμ2det(σμ)=η(x,x).

Relation to dot and cross product

Pauli vectors elegantly map these commutation and anticommutation relations to corresponding vector products. Adding the commutator to the anticommutator gives

[σj,σk]+{σj,σk}=(σjσkσkσj)+(σjσk+σkσj)2iεjkσ+2δjkI=2σjσk

so that,

σjσk=δjkI+iεjkσ.

Contracting each side of the equation with components of two Template:Math-vectors Template:Math and Template:Math (which commute with the Pauli matrices, i.e., Template:Math for each matrix Template:Math and vector component Template:Math (and likewise with Template:Math) yields

ajbkσjσk=ajbk(iεjkσ+δjkI)ajσjbkσk=iεjkajbkσ+ajbkδjkI.

Finally, translating the index notation for the dot product and cross product results in Template:NumBlk

If Template:Mvar is identified with the pseudoscalar Template:Math then the right hand side becomes ab+ab, which is also the definition for the product of two vectors in geometric algebra.

If we define the spin operator as Template:Math, then Template:Math satisfies the commutation relation:𝐉×𝐉=i𝐉Or equivalently, the Pauli vector satisfies:σβ†’2×σβ†’2=iσβ†’2

Some trace relations

The following traces can be derived using the commutation and anticommutation relations.

tr(σj)=0tr(σjσk)=2δjktr(σjσkσ)=2iεjktr(σjσkσσm)=2(δjkδmδjδkm+δjmδk)

If the matrix Template:Math is also considered, these relationships become

tr(σα)=2δ0αtr(σασβ)=2δαβtr(σασβσγ)=2(αβγ)δαβδ0γ4δ0αδ0βδ0γ+2iε0αβγtr(σασβσγσμ)=2(δαβδγμδαγδβμ+δαμδβγ)+4(δαγδ0βδ0μ+δβμδ0αδ0γ)8δ0αδ0βδ0γδ0μ+2i(αβγμ)ε0αβγδ0μ

where Greek indices Template:Math and Template:Mvar assume values from Template:Math and the notation (α) is used to denote the sum over the cyclic permutation of the included indices.

Exponential of a Pauli vector

For

a→=an^,|n^|=1,

one has, for even powers, Template:Math

(n^σβ†’)2p=I,

which can be shown first for the Template:Math case using the anticommutation relations. For convenience, the case Template:Math is taken to be Template:Mvar by convention.

For odd powers, Template:Math

(n^σβ†’)2q+1=n^σβ†’.

Matrix exponentiating, and using the Taylor series for sine and cosine,

eia(n^σβ†’)=k=0ik[a(n^σβ†’)]kk!=p=0(1)p(an^σβ†’)2p(2p)!+iq=0(1)q(an^σβ†’)2q+1(2q+1)!=Ip=0(1)pa2p(2p)!+i(n^σβ†’)q=0(1)qa2q+1(2q+1)!.

In the last line, the first sum is the cosine, while the second sum is the sine; so, finally, Template:NumBlk

which is analogous to Euler's formula, extended to quaternions.

Note that

det[ia(n^σβ†’)]=a2,

while the determinant of the exponential itself is just Template:Math, which makes it the generic group element of SU(2).

A more abstract version of formula Template:EquationNote for a general Template:Math matrix can be found in the article on matrix exponentials. A general version of Template:EquationNote for an analytic (at a and βˆ’a) function is provided by application of Sylvester's formula,[3]

f(a(n^σβ†’))=If(a)+f(a)2+n^σβ†’f(a)f(a)2.

The group composition law of Template:Math

A straightforward application of formula Template:EquationNote provides a parameterization of the composition law of the group Template:Math.Template:Efn One may directly solve for Template:Mvar in eia(n^σβ†’)eib(m^σβ†’)=I(cosacosbn^m^sinasinb)+i(n^sinacosb+m^sinbcosan^×m^sinasinb)σβ†’=Icosc+i(k^σβ†’)sinc=eic(k^σβ†’),

which specifies the generic group multiplication, where, manifestly, cosc=cosacosbn^m^sinasinb, the spherical law of cosines. Given Template:Mvar, then, k^=1sinc(n^sinacosb+m^sinbcosan^×m^sinasinb).

Consequently, the composite rotation parameters in this group element (a closed form of the respective BCH expansion in this case) simply amount to[4]

eick^σβ†’=exp(icsinc(n^sinacosb+m^sinbcosan^×m^sinasinb)σβ†’).

(Of course, when n^ is parallel to m^, so is k^, and Template:Math.) Template:See also

Adjoint action

It is also straightforward to likewise work out the adjoint action on the Pauli vector, namely rotation of any angle a along any axis n^: Rn(a)σβ†’Rn(a)=eia2(n^σβ†’)σβ†’eia2(n^σβ†’)=σβ†’cos(a)+n^×σβ†’sin(a)+n^n^σβ†’(1cos(a)).

Taking the dot product of any unit vector with the above formula generates the expression of any single qubit operator under any rotation. For example, it can be shown that Ry(π2)σxRy(π2)=x^(y^×σβ†’)=σz.

Template:See also

Completeness relation

An alternative notation that is commonly used for the Pauli matrices is to write the vector index Template:Mvar in the superscript, and the matrix indices as subscripts, so that the element in row Template:Mvar and column Template:Mvar of the Template:Mvar-th Pauli matrix is Template:Math

In this notation, the completeness relation for the Pauli matrices can be written

σβ†’αβσβ†’γδk=13σαβkσγδk=2δαδδβγδαβδγδ.

Template:Math proof

As noted above, it is common to denote the 2 Γ— 2 unit matrix by Template:Math so Template:Math The completeness relation can alternatively be expressed as k=03σαβkσγδk=2δαδδβγ.

The fact that any Hermitian complex 2 Γ— 2 matrices can be expressed in terms of the identity matrix and the Pauli matrices also leads to the Bloch sphere representation of 2 Γ— 2 mixed states’ density matrix, (positive semidefinite 2 Γ— 2 matrices with unit trace. This can be seen by first expressing an arbitrary Hermitian matrix as a real linear combination of Template:Math as above, and then imposing the positive-semidefinite and trace Template:Math conditions.

For a pure state, in polar coordinates, aβ†’=(sinθcosϕsinθsinϕcosθ), the idempotent density matrix 12(𝟏+aβ†’σβ†’)=(cos2(θ2)eiϕsin(θ2)cos(θ2)e+iϕsin(θ2)cos(θ2)sin2(θ2))

acts on the state eigenvector (cos(θ2)e+iϕsin(θ2)) with eigenvalue +1, hence it acts like a projection operator.

Relation with the permutation operator

Let Template:Math be the transposition (also known as a permutation) between two spins Template:Math and Template:Math living in the tensor product space Template:Nowrap

Pjk|σjσk=|σkσj.

This operator can also be written more explicitly as Dirac's spin exchange operator,

Pjk=12(σβ†’jσβ†’k+1).

Its eigenvalues are thereforeTemplate:Efn 1 or βˆ’1. It may thus be utilized as an interaction term in a Hamiltonian, splitting the energy eigenvalues of its symmetric versus antisymmetric eigenstates.

SU(2)

The group SU(2) is the Lie group of unitary Template:Math matrices with unit determinant; its Lie algebra is the set of all Template:Math anti-Hermitian matrices with trace 0. Direct calculation, as above, shows that the Lie algebra 𝔰𝔲2 is the three-dimensional real algebra spanned by the set Template:Math. In compact notation,

𝔰𝔲(2)=span{iσ1,iσ2,iσ3}.

As a result, each Template:Math can be seen as an infinitesimal generator of SU(2). The elements of SU(2) are exponentials of linear combinations of these three generators, and multiply as indicated above in discussing the Pauli vector. Although this suffices to generate SU(2), it is not a proper [[Representation theory of SU(2)|representation of Template:Math]], as the Pauli eigenvalues are scaled unconventionally. The conventional normalization is Template:Math so that

𝔰𝔲(2)=span{iσ12,iσ22,iσ32}.

As SU(2) is a compact group, its Cartan decomposition is trivial.

SO(3)

The Lie algebra 𝔰𝔲(2) is isomorphic to the Lie algebra 𝔰𝔬(3), which corresponds to the Lie group SO(3), the group of rotations in three-dimensional space. In other words, one can say that the Template:Math are a realization (and, in fact, the lowest-dimensional realization) of infinitesimal rotations in three-dimensional space. However, even though 𝔰𝔲(2) and 𝔰𝔬(3) are isomorphic as Lie algebras, Template:Math and Template:Math are not isomorphic as Lie groups. Template:Math is actually a double cover of Template:Math, meaning that there is a two-to-one group homomorphism from Template:Math to Template:Math, see relationship between SO(3) and SU(2).

Quaternions

Template:Main The real linear span of Template:Math is isomorphic to the real algebra of quaternions, ℍ, represented by the span of the basis vectors {𝟏,𝐒,𝐣,𝐀}. The isomorphism from ℍ to this set is given by the following map (notice the reversed signs for the Pauli matrices): 𝟏I,𝐒σ2σ3=iσ1,𝐣σ3σ1=iσ2,𝐀σ1σ2=iσ3.

Alternatively, the isomorphism can be achieved by a map using the Pauli matrices in reversed order,[5]

𝟏I,𝐒iσ3,𝐣iσ2,𝐀iσ1.

As the set of versors Template:Math forms a group isomorphic to Template:Math, Template:Mvar gives yet another way of describing Template:Math. The two-to-one homomorphism from Template:Math to Template:Math may be given in terms of the Pauli matrices in this formulation.

Physics

Classical mechanics

Template:Main

In classical mechanics, Pauli matrices are useful in the context of the Cayley-Klein parameters.[6] The matrix Template:Mvar corresponding to the position x→ of a point in space is defined in terms of the above Pauli vector matrix,

P=xβ†’σβ†’=xσx+yσy+zσz.

Consequently, the transformation matrix Template:Math for rotations about the Template:Mvar-axis through an angle Template:Mvar may be written in terms of Pauli matrices and the unit matrix as[6]

Qθ=1cosθ2+iσxsinθ2.

Similar expressions follow for general Pauli vector rotations as detailed above.

Quantum mechanics

In quantum mechanics, each Pauli matrix is related to an angular momentum operator that corresponds to an observable describing the spin of a [[spin-1/2|spin Template:1/2]] particle, in each of the three spatial directions. As an immediate consequence of the Cartan decomposition mentioned above, Template:Math are the generators of a projective representation (spin representation) of the rotation group SO(3) acting on non-relativistic particles with spin Template:1/2. The states of the particles are represented as two-component spinors. In the same way, the Pauli matrices are related to the isospin operator.

An interesting property of spin Template:1/2 particles is that they must be rotated by an angle of 4Template:Mvar in order to return to their original configuration. This is due to the two-to-one correspondence between SU(2) and SO(3) mentioned above, and the fact that, although one visualizes spin up/down as the north–south pole on the 2-sphere Template:Math they are actually represented by orthogonal vectors in the two-dimensional complex Hilbert space.

For a spin Template:1/2 particle, the spin operator is given by Template:Math, the fundamental representation of SU(2). By taking Kronecker products of this representation with itself repeatedly, one may construct all higher irreducible representations. That is, the resulting spin operators for higher spin systems in three spatial dimensions, for arbitrarily large j, can be calculated using this spin operator and ladder operators. They can be found in Template:Section link. The analog formula to the above generalization of Euler's formula for Pauli matrices, the group element in terms of spin matrices, is tractable, but less simple.[7]

Also useful in the quantum mechanics of multiparticle systems, the general Pauli group Template:Math is defined to consist of all Template:Mvar-fold tensor products of Pauli matrices.

Relativistic quantum mechanics

In relativistic quantum mechanics, the spinors in four dimensions are 4 Γ— 1 (or 1 Γ— 4) matrices. Hence the Pauli matrices or the Sigma matrices operating on these spinors have to be 4 Γ— 4 matrices. They are defined in terms of 2 Γ— 2 Pauli matrices as

Σk=(σk00σk).

It follows from this definition that the  Σk  matrices have the same algebraic properties as the Template:Mvar matrices.

However, relativistic angular momentum is not a three-vector, but a second order four-tensor. Hence  Σk  needs to be replaced by Template:Mvar, the generator of Lorentz transformations on spinors. By the antisymmetry of angular momentum, the Template:Math are also antisymmetric. Hence there are only six independent matrices.

The first three are the  ΣkϵjkΣj. The remaining three,  i Σ0kαk , where the [[Dirac equation|Dirac Template:Math matrices]] are defined as

αk=(0σkσk0).

The relativistic spin matrices Template:Math are written in compact form in terms of commutator of gamma matrices as

Σμν=i2[γμ,γν].

Quantum information

In quantum information, single-qubit quantum gates are 2 Γ— 2 unitary matrices. The Pauli matrices are some of the most important single-qubit operations. In that context, the Cartan decomposition given above is called the "Z–Y decomposition of a single-qubit gate". Choosing a different Cartan pair gives a similar "X–Y decomposition of a single-qubit gate.

See also

Remarks

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Notes

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References

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