Ordinal arithmetic

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Template:Short description In the mathematical field of set theory, ordinal arithmetic describes the three usual operations on ordinal numbers: addition, multiplication, and exponentiation. Each can be defined in essentially two different ways: either by constructing an explicit well-ordered set that represents the result of the operation or by using transfinite recursion. Cantor normal form provides a standardized way of writing ordinals. In addition to these usual ordinal operations, there are also the "natural" arithmetic of ordinals and the nimber operations.

Addition

The sum of two well-ordered sets Template:Mvar and Template:Mvar is the ordinal representing the variant of lexicographical order with least significant position first, on the union of the Cartesian products Template:Math and Template:Math. This way, every element of Template:Mvar is smaller than every element of Template:Mvar, comparisons within Template:Mvar keep the order they already have, and likewise for comparisons within Template:Mvar.

The definition of addition Template:Math can also be given by transfinite recursion on Template:Mvar. When the right addend Template:Math, ordinary addition gives Template:Math for any Template:Mvar. For Template:Math, the value of Template:Math is the smallest ordinal strictly greater than the sum of Template:Mvar and Template:Mvar for all Template:Math. Writing the successor and limit ordinals cases separately:

Ordinal addition on the natural numbers is the same as standard addition. The first transfinite ordinal is Template:Mvar, the set of all natural numbers, followed by Template:Math, Template:Math, etc. The ordinal Template:Math is obtained by two copies of the natural numbers ordered in the usual fashion and the second copy completely to the right of the first. Writing Template:Math for the second copy, Template:Math looks like

Template:Math

This is different from Template:Mvar because in Template:Mvar only Template:Math does not have a direct predecessor while in Template:Math the two elements Template:Math and Template:Math do not have direct predecessors.

Properties

Ordinal addition is, in general, not commutative. For example, Template:Math since the order relation for Template:Math is Template:Math, which can be relabeled to Template:Mvar. In contrast Template:Math is not equal to Template:Mvar since the order relation Template:Math has a largest element (namely, Template:Math) and Template:Mvar does not (Template:Mvar and Template:Math are equipotent, but not order isomorphic).

Ordinal addition is still associative; one can see for example that Template:Math.

Addition is strictly increasing and continuous in the right argument:

α<βγ+α<γ+β

but the analogous relation does not hold for the left argument; instead we only have:

α<βα+γβ+γ

Ordinal addition is left-cancellative: if Template:Math, then Template:Math. Furthermore, one can define left subtraction for ordinals Template:Math: there is a unique Template:Mvar such that Template:Math. On the other hand, right cancellation does not work:

3+ω=0+ω=ω but 30

Nor does right subtraction, even when Template:Math: for example, there does not exist any Template:Mvar such that Template:Math.

If the ordinals less than Template:Mvar are closed under addition and contain 0, then Template:Mvar is occasionally called a Template:Mvar-number (see additively indecomposable ordinal). These are exactly the ordinals of the form Template:Math.

Multiplication

The disjoint union Template:Math, using lexicographic order with least significant position first, has order type Template:Math. This is different from Template:Mvar.
The set Template:Math, under lexicographic order with least significant position first, has order type Template:Math, which is equal to Template:Mvar.

The Cartesian product, Template:Math, of two well-ordered sets Template:Mvar and Template:Mvar can be well-ordered by a variant of lexicographical order that puts the least significant position first. Effectively, each element of Template:Mvar is replaced by a disjoint copy of Template:Mvar. The order-type of the Cartesian product is the ordinal that results from multiplying the order-types of Template:Mvar and Template:Mvar.

The definition of multiplication can also be given by transfinite recursion on Template:Mvar. When the right factor Template:Math, ordinary multiplication gives Template:Math for any Template:Mvar. For Template:Math, the value of Template:Math is the smallest ordinal greater than or equal to Template:Math for all Template:Math. Writing the successor and limit ordinals cases separately:

As an example, here is the order relation for Template:Math:

00 < 10 < 20 < 30 < ... < 01 < 11 < 21 < 31 < ...,

which has the same order type as Template:Math. In contrast, Template:Math looks like this:

00 < 10 < 01 < 11 < 02 < 12 < 03 < 13 < ...

and after relabeling, this looks just like Template:Mvar. Thus, Template:Math, showing that multiplication of ordinals is not in general commutative, c.f. pictures.

As is the case with addition, ordinal multiplication on the natural numbers is the same as standard multiplication.

Properties

Template:Math, and the zero-product property holds: Template:Math or Template:Math. The ordinal 1 is a multiplicative identity, Template:Math. Multiplication is associative, Template:Math. Multiplication is strictly increasing and continuous in the right argument: (Template:Math and Template:Math) → Template:Math. Multiplication is not strictly increasing in the left argument, for example, 1 < 2 but Template:Math. However, it is (non-strictly) increasing, i.e. Template:MathTemplate:Math.

Multiplication of ordinals is not in general commutative. Specifically, a natural number greater than 1 never commutes with any infinite ordinal, and two infinite ordinals Template:Mvar and Template:Mvar commute if and only if Template:Math for some nonzero natural numbers Template:Mvar and Template:Mvar. The relation "Template:Mvar commutes with Template:Mvar" is an equivalence relation on the ordinals greater than 1, and all equivalence classes are countably infinite.

Distributivity holds, on the left: Template:Math. However, the distributive law on the right Template:Math is not generally true: Template:Math while Template:Math, which is different. There is a left cancellation law: If Template:Math and Template:Math, then Template:Math. Right cancellation does not work, e.g. Template:Math, but 1 and 2 are different. A left division with remainder property holds: for all Template:Mvar and Template:Mvar, if Template:Math, then there are unique Template:Mvar and Template:Mvar such that Template:Math and Template:Math. Right division does not work: there is no Template:Mvar such that Template:Math.

The ordinal numbers form a left near-semiring, but do not form a ring. Hence the ordinals are not a Euclidean domain, since they are not even a ring; furthermore the Euclidean "norm" would be ordinal-valued using the left division here.

A Template:Mvar-number (see Multiplicatively indecomposable ordinal) is an ordinal Template:Mvar greater than 1 such that Template:Math whenever Template:Math. These consist of the ordinal 2 and the ordinals of the form Template:Math.

Exponentiation

The definition of exponentiation via order types is most easily explained using Von Neumann's definition of an ordinal as the set of all smaller ordinals. Then, to construct a set of order type Template:Math consider the set of all functions Template:Math such that Template:Math for all but finitely many elements Template:Math (essentially, we consider the functions with finite support). This set is ordered lexicographically with the least significant position first: we write Template:Math if and only if there exists Template:Math with Template:Math and Template:Math for all Template:Math with Template:Math. This is a well-ordering and hence gives an ordinal number.

The definition of exponentiation can also be given by transfinite recursion on the exponent Template:Mvar. When the exponent Template:Math, ordinary exponentiation gives Template:Math for any Template:Mvar. For Template:Math, the value of Template:Math is the smallest ordinal greater than or equal to Template:Math for all Template:Math. Writing the successor and limit ordinals cases separately:

Both definitions simplify considerably if the exponent Template:Mvar is a finite number: Template:Math is then just the product of Template:Mvar copies of Template:Mvar; e.g. Template:Math, and the elements of Template:Math can be viewed as triples of natural numbers, ordered lexicographically with least significant position first. This agrees with the ordinary exponentiation of natural numbers.

But for infinite exponents, the definition may not be obvious. For example, Template:Math can be identified with a set of finite sequences of elements of Template:Mvar, properly ordered. The equation Template:Math expresses the fact that finite sequences of zeros and ones can be identified with natural numbers, using the binary number system. The ordinal Template:Math can be viewed as the order type of finite sequences of natural numbers; every element of Template:Math (i.e. every ordinal smaller than Template:Math) can be uniquely written in the form ωn1c1+ωn2c2++ωnkck where Template:Mvar, Template:Math, ..., Template:Math are natural numbers, Template:Math, ..., Template:Math are nonzero natural numbers, and Template:Math.

The same is true in general: every element of Template:Math (i.e. every ordinal smaller than Template:Math) can be uniquely written in the form αb1a1+αb2a2++αbkak where Template:Mvar is a natural number, Template:Math, ..., Template:Math are ordinals smaller than Template:Mvar with Template:Math, and Template:Math are nonzero ordinals smaller than Template:Mvar. This expression corresponds to the function Template:Math which sends Template:Math to Template:Math for Template:Math and sends all other elements of Template:Mvar to 0.

While the same exponent-notation is used for ordinal exponentiation and cardinal exponentiation, the two operations are quite different and should not be confused. The cardinal exponentiation Template:Math is defined to be the cardinal number of the set of all functions Template:Math, while the ordinal exponentiation Template:Math only contains the functions Template:Math with finite support, typically a set of much smaller cardinality. To avoid confusing ordinal exponentiation with cardinal exponentiation, one can use symbols for ordinals (e.g. Template:Mvar) in the former and symbols for cardinals (e.g. 0) in the latter.

Properties

Jacobsthal showed that the only solutions of Template:Math with Template:Math are given by Template:Math, or Template:Math and Template:Math, or Template:Mvar is any limit ordinal and Template:Math where Template:Mvar is an [[Epsilon numbers (mathematics)|Template:Mvar-number]] larger than Template:Mvar.[1]

Beyond exponentiation

There are ordinal operations that continue the sequence begun by addition, multiplication, and exponentiation, including ordinal versions of tetration, pentation, and hexation. See also Veblen function.

Cantor normal form

Every ordinal number Template:Mvar can be uniquely written as ωβ1c1+ωβ2c2++ωβkck, where Template:Mvar is a natural number, c1,c2,,ck are nonzero natural numbers, and β1>β2>>βk0 are ordinal numbers. The degenerate case Template:Math occurs when Template:Math and there are no Template:Mvars nor Template:Mvars. This decomposition of Template:Mvar is called the Cantor normal form of Template:Mvar, and can be considered the base-Template:Mvar positional numeral system. The highest exponent β1 is called the degree of α, and satisfies β1α. The equality β1=α applies if and only if α=ωα. In that case Cantor normal form does not express the ordinal in terms of smaller ones; this can happen as explained below.

A minor variation of Cantor normal form, which is usually slightly easier to work with, is to set all the numbers Template:Math equal to 1 and allow the exponents to be equal. In other words, every ordinal number α can be uniquely written as ωβ1+ωβ2++ωβk, where Template:Mvar is a natural number, and β1β2βk0 are ordinal numbers.

Another variation of the Cantor normal form is the "base Template:Mvar expansion", where Template:Mvar is replaced by any ordinal Template:Math, and the numbers Template:Math are nonzero ordinals less than Template:Mvar.

The Cantor normal form allows us to uniquely express—and order—the ordinals Template:Mvar that are built from the natural numbers by a finite number of arithmetical operations of addition, multiplication and exponentiation base-ω: in other words, assuming β1<α in the Cantor normal form, we can also express the exponents βi in Cantor normal form, and making the same assumption for the βi as for Template:Mvar and so on recursively, we get a system of notation for these ordinals (for example,

ωωω76+ω+421729+ω9+883+ωωω5+65537

denotes an ordinal).

The ordinal ε0 (epsilon nought) is the set of ordinal values α of the finite-length arithmetical expressions of Cantor normal form that are hereditarily non-trivial where non-trivial means β1<α when 0<α. It is the smallest ordinal that does not have a finite arithmetical expression in terms of Template:Mvar, and the smallest ordinal such that ε0=ωε0, i.e. in Cantor normal form the exponent is not smaller than the ordinal itself. It is the limit of the sequence

0,1=ω0,ω=ω1,ωω,ωωω,.

The ordinal ε0 is important for various reasons in arithmetic (essentially because it measures the proof-theoretic strength of the first-order Peano arithmetic: that is, Peano's axioms can show transfinite induction up to any ordinal less than ε0 but not up to ε0 itself).

The Cantor normal form also allows us to compute sums and products of ordinals: to compute the sum, for example, one need merely know (see the properties listed in Template:Sectionlink and Template:Sectionlink) that

ωβc+ωβc=ωβc,

if β>β (if β=β one can apply the distributive law on the left and rewrite this as ωβ(c+c), and if β<β the expression is already in Cantor normal form); and to compute products, the essential facts are that when 0<α=ωβ1c1++ωβkck is in Cantor normal form and 0<β, then

αωβ=ωβ1+β

and

αn=ωβ1c1n+ωβ2c2++ωβkck,

if Template:Mvar is a non-zero natural number.

To compare two ordinals written in Cantor normal form, first compare β1, then c1, then β2, then c2, and so on. At the first occurrence of inequality, the ordinal that has the larger component is the larger ordinal. If they are the same until one terminates before the other, then the one that terminates first is smaller.

Factorization into primes

Ernst Jacobsthal showed that the ordinals satisfy a form of the unique factorization theorem: every nonzero ordinal can be written as a product of a finite number of prime ordinals. This factorization into prime ordinals is in general not unique, but there is a "minimal" factorization into primes that is unique up to changing the order of finite prime factors Template:Harv.

A prime ordinal is an ordinal greater than 1 that cannot be written as a product of two smaller ordinals. Some of the first primes are 2, 3, 5, ... , Template:Mvar, Template:Math, Template:Math, Template:Math, ..., Template:Math, Template:Math, Template:Math, ... There are three sorts of prime ordinals:

  • The finite primes 2, 3, 5, ...
  • The ordinals of the form Template:Math for any ordinal Template:Mvar. These are the prime ordinals that are limits, and are the delta numbers, the transfinite ordinals that are closed under multiplication.
  • The ordinals of the form Template:Math for any ordinal Template:Math. These are the infinite successor primes, and are the successors of gamma numbers, the additively indecomposable ordinals.

Factorization into primes is not unique: for example, Template:Math, Template:Math, Template:Math and Template:Math. However, there is a unique factorization into primes satisfying the following additional conditions:

  • Every limit prime must occur before any successor prime
  • If two consecutive primes of the prime factorization are both limits or both finite, the second one must be less than or equal to the first one.

This prime factorization can easily be read off using the Cantor normal form as follows:

So the factorization of the Cantor normal form ordinal

Template:Math (with Template:Math)

into a minimal product of infinite primes and natural numbers is

Template:Math

where each Template:Math should be replaced by its factorization into a non-increasing sequence of finite primes and

Template:Math with Template:Math.

Large countable ordinals

As discussed above, the Cantor normal form of ordinals below ε0 can be expressed in an alphabet containing only the function symbols for addition, multiplication and exponentiation, as well as constant symbols for each natural number and for Template:Mvar. We can do away with the infinitely many numerals by using just the constant symbol 0 and the operation of successor, S (for example, the natural number 4 may be expressed as S(S(S(S(0))))). This describes an ordinal notation: a system for naming ordinals over a finite alphabet. This particular system of ordinal notation is called the collection of arithmetical ordinal expressions, and can express all ordinals below ε0, but cannot express ε0. There are other ordinal notations capable of capturing ordinals well past ε0, but because there are only countably many finite-length strings over any finite alphabet, for any given ordinal notation there will be ordinals below Template:Math (the first uncountable ordinal) that are not expressible. Such ordinals are known as large countable ordinals.

The operations of addition, multiplication and exponentiation are all examples of primitive recursive ordinal functions, and more general primitive recursive ordinal functions can be used to describe larger ordinals.

Natural operations

The natural sum and natural product operations on ordinals were defined in 1906 by Gerhard Hessenberg, and are sometimes called the Hessenberg sum (or product) Template:Harv. The natural sum of Template:Mvar and Template:Mvar is often denoted by Template:Math or Template:Math, and the natural product by Template:Math or Template:Math.

The natural sum and product are defined as follows. Let α=ωα1++ωαk and β=ωβ1++ωβ be in Cantor normal form (i.e. α1αk and β1β). Let γ1,,γk+ be the exponents α1,,αk,β1,,β sorted in nonincreasing order. Then αβ is defined as αβ=ωγ1++ωγk+. The natural product of α and β is defined as αβ=1ik1jωαiβj. For example, suppose α=ωωω+ω and β=ωω+ω5. Then αβ=ωωω+ωω+ω5+ω, whereas α+β=ωωω+ωω+ω5. And αβ=ωωω+ω+ωωω+5+ωω+1+ω6, whereas αβ=ωωω+ω+ωωω+5.

The natural sum and product are commutative and associative, and natural product distributes over natural sum. The operations are also monotonic, in the sense that if α<β then αγ<βγ; if αβ then αγβγ; and if α<β and γ>0 then αγ<βγ.

We have ααn=αn.

We always have α+βαβ and αβαβ. If both α<ωγ and β<ωγ then αβ<ωγ. If both α<ωωγ and β<ωωγ then αβ<ωωγ.

Natural sum and product are not continuous in the right argument, since, for example limn<ωαn=α+ω, and not αω; and limn<ωαn=αω, and not αω.

The natural sum and product are the same as the addition and multiplication (restricted to ordinals) of John Conway's field of surreal numbers.

The natural operations come up in the theory of well partial orders; given two well partial orders S and T, of types (maximum linearizations) o(S) and o(T), the type of the disjoint union is o(S)o(T), while the type of the direct product is o(S)o(T).[2] One may take this relation as a definition of the natural operations by choosing Template:Mvar and Template:Mvar to be ordinals Template:Mvar and Template:Mvar; so Template:Math is the maximum order type of a total order extending the disjoint union (as a partial order) of Template:Mvar and Template:Mvar; while Template:Math is the maximum order type of a total order extending the direct product (as a partial order) of Template:Mvar and Template:Mvar.[3] A useful application of this is when Template:Mvar and Template:Mvar are both subsets of some larger total order; then their union has order type at most Template:Math. If they are both subsets of some ordered abelian group, then their sum has order type at most Template:Math.

We can also define the natural sum Template:Math by simultaneous transfinite recursion on Template:Mvar and Template:Mvar, as the smallest ordinal strictly greater than the natural sum of Template:Mvar and Template:Mvar for all Template:Math and of Template:Mvar and Template:Mvar for all Template:Math.[4] Similarly, we can define the natural product Template:Math by simultaneous transfinite recursion on Template:Mvar and Template:Mvar, as the smallest ordinal Template:Mvar such that Template:Math for all Template:Math and Template:Math.[4] Also, see the article on surreal numbers for the definition of natural multiplication in that context; however, it uses surreal subtraction, which is not defined on ordinals.

The natural sum is associative and commutative. It is always greater or equal to the usual sum, but it may be strictly greater. For example, the natural sum of Template:Mvar and 1 is Template:Math (the usual sum), but this is also the natural sum of 1 and Template:Mvar. The natural product is associative and commutative and distributes over the natural sum. The natural product is always greater or equal to the usual product, but it may be strictly greater. For example, the natural product of Template:Mvar and 2 is Template:Math (the usual product), but this is also the natural product of 2 and Template:Mvar.

Under natural addition, the ordinals can be identified with the elements of the free commutative monoid generated by the gamma numbers Template:Math. Under natural addition and multiplication, the ordinals can be identified with the elements of the free commutative semiring generated by the delta numbers Template:Math. The ordinals do not have unique factorization into primes under the natural product. While the full polynomial ring does have unique factorization, the subset of polynomials with non-negative coefficients does not: for example, if Template:Mvar is any delta number, then

Template:Math

has two incompatible expressions as a natural product of polynomials with non-negative coefficients that cannot be decomposed further.

Nimber arithmetic

Template:Main There are arithmetic operations on ordinals by virtue of the one-to-one correspondence between ordinals and nimbers. Three common operations on nimbers are nimber addition, nimber multiplication, and minimum excludance (mex). Nimber addition is a generalization of the bitwise exclusive or operation on natural numbers. The Template:Math of a set of ordinals is the smallest ordinal not present in the set.

Notes

Template:Reflist

References

Template:Refbegin

Template:Refend

  1. Ernst Jacobsthal, Vertauschbarkeit transfiniter Ordnungszahlen, Mathematische Annalen, Bd 64 (1907), 475-488. Available here
  2. D. H. J. De Jongh and R. Parikh, Well-partial orderings and hierarchies, Indag. Math. 39 (1977), 195–206. Available here
  3. Philip W. Carruth, Arithmetic of ordinals with applications to the theory of ordered Abelian groups, Bull. Amer. Math. Soc. 48 (1942), 262–271. See Theorem 1. Available here
  4. 4.0 4.1 Template:Cite journal